AdvisorCensus / Financial advisors / Missouri / St. Louis / Cambridge Capital Management, LLC
Cambridge Capital Management, LLC is an SEC-registered investment advisory firm in O'Fallon, IL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.
Quick answers
From the filingHow is Cambridge Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Cambridge Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Cambridge Capital Management, LLC located?
Cambridge Capital Management, LLC's principal office is in O'Fallon, IL, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Cambridge Capital Management, LLC registered with the SEC or a state?
Cambridge Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 110932.
How much does Cambridge Capital Management, LLC manage?
Cambridge Capital Management, LLC reports $457,811,293 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (92% discretionary).
How have Cambridge Capital Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Cambridge Capital Management, LLC: Regulatory assets under management: $243,789,297 in the October 2021 data and $457,811,293 in the October 2026 data, up 88%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Cambridge Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (227); high net worth individuals (112); pension and profit sharing plans (but not the plan participants or government pension plans) (4).
Which custodians does Cambridge Capital Management, LLC use?
Cambridge Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Cambridge Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110932
Does Cambridge Capital Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 18, 2026 says: "We require a minimum of $500,000 in assets under management to establish an account with us. However, at our sole discretion, we may grant an exception to this minimum based upon a client’s history and relationship with Advisor as well as other current or anticipated advisory services provided by us to the client."
What changed in Cambridge Capital Management, LLC's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $385,162,277 to $457,811,293 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We require a minimum of $500,000 in assets under management to establish an account with us. However, at our sole discretion, we may grant an exception to this minimum based upon a client’s history and relationship with Advisor as well as other current or anticipated advisory services provided by us to the client.
As stated in the firm's Form ADV Part 2A brochure dated February 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$457,811,293 as of October 2026, filing dated February 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $457,811,293 | 5 | February 18, 2026 |
| October 2025 | $385,162,277 | 5 | February 14, 2025 |
| October 2024 | $325,060,664 | 5 | February 21, 2024 |
| October 2023 | $270,123,194 | 5 | March 2, 2023 |
| October 2022 | $295,329,278 | 5 | February 18, 2022 |
| October 2021 | $243,789,297 | 5 | March 8, 2021 |
Regulatory assets under management: $243,789,297 in the October 2021 data and $457,811,293 in the October 2026 data, up 88%.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $385,162,277 to $457,811,293 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cambridge Capital Management, LLC (CRD 110932): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cambridge-capital-management-llc-o-fallon-il-110932