AdvisorCensus / Financial advisors / Calder Financial LLC
Calder Financial LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.
Quick answers
From the filingHow is Calder Financial LLC compensated?
On its Form ADV (Item 5.E, October 2026), Calder Financial LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Calder Financial LLC charge?
Its Form ADV Part 2A brochure dated February 3, 2026 states: Up to $500,000: 1% a year; $500,001 to $1,000,000: 0.9% a year; $1,000,001 to $1,500,000: 0.7% a year; $1,500,001 to $2,000,000: 0.55% a year; Above $2,000,001: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Calder Financial LLC registered with the SEC or a state?
Calder Financial LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 290616.
How much does Calder Financial LLC manage?
Calder Financial LLC reports $134,762,591 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).
How have Calder Financial LLC's assets and staff changed since 2024?
In the Form ADV data for Calder Financial LLC: Regulatory assets under management: $109,752,056 in the October 2024 data and $134,762,591 in the October 2026 data, up 23%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Calder Financial LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (49).
Which custodians does Calder Financial LLC use?
Calder Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Co. LLC as a custodian holding 10% or more of its separately managed account assets.
Does Calder Financial LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290616
Does Calder Financial LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 3, 2026 says: "We offer investment advisory services to individuals and high net worth individuals. In general, we do not require a minimum dollar amount to open and maintain an advisory account."
What changed in Calder Financial LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $117,980,172 to $134,762,591 (+14%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1% |
| $500,001 to $1,000,000 | 0.9% |
| $1,000,001 to $1,500,000 | 0.7% |
| $1,500,001 to $2,000,000 | 0.55% |
| Above $2,000,001 | 0.4% |
The brochure's wording
Our fee for portfolio management services is based on a percentage of the assets in your account and is set forth in the following annual fee schedule:
Under $500,000 1.00% $500,001 to $1,000,000 0.90% $1,000,001 to $1,500,000 0.70% $1,500,001 to $2,000,000 0.55% $2,000,001 and Above 0.40%
Account minimum: None
The brochure's wording
We offer investment advisory services to individuals and high net worth individuals. In general, we do not require a minimum dollar amount to open and maintain an advisory account.
As stated in the firm's Form ADV Part 2A brochure dated February 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$134,762,591 as of October 2026, filing dated February 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $134,762,591 | 2 | February 3, 2026 |
| October 2025 | $117,980,172 | 2 | January 27, 2025 |
| October 2024 | $109,752,056 | 2 | April 9, 2024 |
Regulatory assets under management: $109,752,056 in the October 2024 data and $134,762,591 in the October 2026 data, up 23%.
Total employees: 2 in October 2024 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $117,980,172 to $134,762,591 (+14%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Calder Financial LLC (CRD 290616): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/calder-financial-llc-290616