AdvisorCensus / Financial advisors / Florida / North Port / Caim LLC
Caim LLC is an SEC-registered investment advisory firm in Longboat Key, FL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.
Quick answers
From the filingHow is Caim LLC compensated?
On its Form ADV (Item 5.E, October 2026), Caim LLC reports these compensation arrangements: a percentage of assets under its management; other.
Where is Caim LLC located?
Caim LLC's principal office is in Longboat Key, FL, according to its Form ADV.
Is Caim LLC registered with the SEC or a state?
Caim LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 144946.
How much does Caim LLC manage?
Caim LLC reports $317,970,000 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (98% discretionary).
How have Caim LLC's assets and staff changed since 2021?
In the Form ADV data for Caim LLC: Regulatory assets under management: $90,577,831 in the October 2021 data and $317,970,000 in the October 2026 data, up 251%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Caim LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (73); other (7).
Which custodians does Caim LLC use?
Caim LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Caim LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144946
What changed in Caim LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $178,880,000 to $317,970,000 (+78%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated April 24, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$317,970,000 as of October 2026, filing dated April 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Catherine Avery Investment Management LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (9 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $317,970,000 | 4 | April 24, 2026 |
| October 2025 | $178,880,000 | 4 | March 27, 2025 |
| October 2024 | $111,583,776 | 4 | July 24, 2024 |
| October 2023 | $110,636,360 | 4 | March 30, 2023 |
| October 2022 | $105,461,869 | 4 | March 31, 2022 |
| October 2021 | $90,577,831 | 3 | September 2, 2021 |
Regulatory assets under management: $90,577,831 in the October 2021 data and $317,970,000 in the October 2026 data, up 251%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $178,880,000 to $317,970,000 (+78%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Caim LLC (CRD 144946): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/caim-llc-longboat-key-fl-144946