AdvisorCensus / Financial advisors / Wisconsin / Milwaukee / Breakthru Advisory Services, LLC
Breakthru Advisory Services, LLC is an SEC-registered investment advisory firm in Muskego, WI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.
Quick answers
From the filingHow is Breakthru Advisory Services, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Breakthru Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.
What does Breakthru Advisory Services, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 29, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Breakthru Advisory Services, LLC located?
Breakthru Advisory Services, LLC's principal office is in Muskego, WI, according to its Form ADV.
Is Breakthru Advisory Services, LLC registered with the SEC or a state?
Breakthru Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332173.
How much does Breakthru Advisory Services, LLC manage?
Breakthru Advisory Services, LLC reports $125,740,000 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (100% discretionary).
How have Breakthru Advisory Services, LLC's assets and staff changed since 2024?
In the Form ADV data for Breakthru Advisory Services, LLC: Regulatory assets under management: $0 in the October 2024 data and $125,740,000 in the October 2026 data. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Breakthru Advisory Services, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (6).
Which custodians does Breakthru Advisory Services, LLC use?
Breakthru Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Breakthru Advisory Services, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332173
Does Breakthru Advisory Services, LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 29, 2026 says: "There is no minimum account size and Clients are not required to have a certain amount of investment experience or sophistication."
What changed in Breakthru Advisory Services, LLC's recent Form ADV filings?
In the August 2026 filing data: Employees performing advisory functions went from 1 to 2. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Breakthru charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Maximum Annual Fee All Assets 1.50%
Account minimum: None
The brochure's wording
There is no minimum account size and Clients are not required to have a certain amount of investment experience or sophistication.
As stated in the firm's Form ADV Part 2A brochure dated July 29, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$125,740,000 as of October 2026, filing dated July 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- THE BREAKTHRU FAMILY, THE BREAKTHRU MULTI-FAMILY OFFICE
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $125,740,000 | 4 | July 29, 2026 |
| October 2025 | $209,880,244 | 2 | January 29, 2025 |
| October 2024 | $0 | 3 | July 16, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $125,740,000 in the October 2026 data.
Total employees: 3 in October 2024 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Employees performing advisory functions went from 1 to 2.
- Updated its list of owners and control persons (Schedule A).
- July 2026
- Employees performing advisory functions went from 2 to 1.
- May 2026
- Regulatory assets under management went from $243,000,000 to $125,740,000 (-48%).
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Added the business name The Breakthru Multi-Family Office.
- Added the business name The Breakthru Family.
- Regulatory assets under management went from $209,880,244 to $243,000,000 (+16%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Breakthru Advisory Services, LLC (CRD 332173): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/breakthru-advisory-services-llc-muskego-wi-332173