AdvisorCensus / Financial advisors / Maine / Portland / Blue Point Financial, Inc.
Blue Point Financial, Inc. is an SEC-registered investment advisory firm in Scarborough, ME, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Blue Point Financial, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Blue Point Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.
How much does Blue Point Financial, Inc. charge?
Its Form ADV Part 2A brochure dated March 24, 2026 states: Flat fee: $500 to $3,000 (financial planning services); Hourly rate: $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Blue Point Financial, Inc. located?
Blue Point Financial, Inc.'s principal office is in Scarborough, ME, according to its Form ADV.
Is Blue Point Financial, Inc. registered with the SEC or a state?
Blue Point Financial, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 299688.
How much does Blue Point Financial, Inc. manage?
Blue Point Financial, Inc. reports $152,671,667 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (93% discretionary).
How have Blue Point Financial, Inc.'s assets and staff changed since 2025?
In the Form ADV data for Blue Point Financial, Inc.: Regulatory assets under management: $113,342,695 in the October 2025 data and $152,671,667 in the October 2026 data, up 35%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Blue Point Financial, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (119); high net worth individuals (68).
Which custodians does Blue Point Financial, Inc. use?
Blue Point Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Private Trust Company as a custodian holding 10% or more of its separately managed account assets.
Does Blue Point Financial, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299688
Does Blue Point Financial, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "For its services, BPF does not require a minimum dollar value of assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size."
What changed in Blue Point Financial, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $113,342,695 to $152,671,667 (+35%). No longer lists an office in Jupiter, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
For its services, BPF does not require a minimum dollar value of assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size.
Flat fee: $500 to $3,000 (financial planning services)
The brochure's wording
Quoted fixed fees will be based on the complexity and level of service provided on a case by case basis and can range from $500 to $3,000.
Hourly rate: $250 an hour (financial planning services)
The brochure's wording
Hourly fees will be estimated based on the complexity and level of service to be provided on a case by case basis generally at a rate of $250 per hour.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$152,671,667 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $152,671,667 | 3 | March 24, 2026 |
| October 2025 | $113,342,695 | 3 | June 11, 2025 |
Regulatory assets under management: $113,342,695 in the October 2025 data and $152,671,667 in the October 2026 data, up 35%.
Total employees: 3 in October 2025 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $113,342,695 to $152,671,667 (+35%).
- No longer lists an office in Jupiter, FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Blue Point Financial, Inc. (CRD 299688): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/blue-point-financial-inc-scarborough-me-299688