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Base Wealth Management
Filed as BASE WEALTH MANAGEMENT · Legal name Base Wealth Management LLC
Base Wealth Management is an SEC-registered investment advisory firm in Lakewood Ranch, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Base Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Base Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Base Wealth Management located?
Base Wealth Management's principal office is in Lakewood Ranch, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Base Wealth Management registered with the SEC or a state?
Base Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 321991.
How much does Base Wealth Management manage?
Base Wealth Management reports $326,333,445 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).
How have Base Wealth Management's assets and staff changed since 2022?
In the Form ADV data for Base Wealth Management: Regulatory assets under management: $0 in the October 2022 data and $326,333,445 in the October 2026 data. Total employees: 5 in October 2022 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Base Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (835); high net worth individuals (26); charitable organizations (1).
Which custodians does Base Wealth Management use?
Base Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Base Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321991
Does Base Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "The Advisor does not have any minimum requirements for opening or maintaining an account."
What changed in Base Wealth Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 6 to 9. Regulatory assets under management went from $269,917,000 to $326,333,445 (+21%). Added an office in Anna Maria, FL. Registered or notice-filed in CT. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
The Advisor does not have any minimum requirements for opening or maintaining an account.
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$326,333,445 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Base Wealth Management LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 15. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
13 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $326,333,445 | 15 | March 24, 2026 |
| October 2025 | $269,917,000 | 10 | February 21, 2025 |
| October 2024 | $213,827,000 | 10 | March 1, 2024 |
| October 2023 | $107,217,000 | 5 | September 18, 2023 |
| October 2022 | $0 | 5 | September 1, 2022 |
Regulatory assets under management: $0 in the October 2022 data and $326,333,445 in the October 2026 data.
Total employees: 5 in October 2022 and 15 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 6 to 9.
- Regulatory assets under management went from $269,917,000 to $326,333,445 (+21%).
- Added an office in Anna Maria, FL.
- Registered or notice-filed in CT.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Base Wealth Management (CRD 321991): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/base-wealth-management-lakewood-ranch-fl-321991