AdvisorCensus / Financial advisors / Indiana / Indianapolis / Axia Advisory
Axia Advisory is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.
Quick answers
From the filingHow is Axia Advisory compensated?
On its Form ADV (Item 5.E, October 2026), Axia Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Axia Advisory's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 7, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Axia Advisory located?
Axia Advisory's principal office is in Indianapolis, IN, according to its Form ADV.
Is Axia Advisory registered with the SEC or a state?
Axia Advisory is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107571.
How much does Axia Advisory manage?
Axia Advisory reports $1,878,872,773 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (55% discretionary).
How have Axia Advisory's assets and staff changed since 2021?
In the Form ADV data for Axia Advisory: Regulatory assets under management: $1,255,649,236 in the October 2021 data and $1,878,872,773 in the October 2026 data, up 50%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Axia Advisory serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (22).
Which custodians does Axia Advisory use?
Axia Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Broadridge Trust, Charles Schwab and Fidelity Investments as custodians holding 10% or more of its separately managed account assets.
Does Axia Advisory report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107571
What changed in Axia Advisory's recent Form ADV filings?
In the June 2026 filing data: Changed its legal name from Axia Advisory Corp to Axia Advisory, LLC. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $2,000,000 | 0.75% |
| Above $2,000,000 | 0.5% |
The brochure's wording
Our typical fee for discretionary investment management or nondiscretionary investment advice is (expressed on an annualized basis) 1.00% of the first $1 million of your assets under our management or advice; 0.75% on the next $1 million; and 0.50% on assets after the first $2 million.
As stated in the firm's Form ADV Part 2A brochure dated May 7, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,878,872,773 as of October 2026, filing dated May 7, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Axia Advisory, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1992 (34 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,878,872,773 | 4 | May 7, 2026 |
| October 2025 | $1,840,634,834 | 6 | July 1, 2025 |
| October 2024 | $1,516,521,001 | 6 | March 15, 2024 |
| October 2023 | $1,296,178,638 | 6 | March 23, 2023 |
| October 2022 | $1,396,116,650 | 5 | March 30, 2022 |
| October 2021 | $1,255,649,236 | 6 | March 29, 2021 |
Regulatory assets under management: $1,255,649,236 in the October 2021 data and $1,878,872,773 in the October 2026 data, up 50%.
Total employees: 6 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Changed its legal name from Axia Advisory Corp to Axia Advisory, LLC.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 6 to 4.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Axia Advisory (CRD 107571): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/axia-advisory-indianapolis-in-107571