AdvisorCensus / Financial advisors / Puerto Rico / Aton Financial LLC
Aton Financial LLC is an SEC-registered investment advisory firm in San Juan, PR, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 1, 2026.
Quick answers
From the filingHow is Aton Financial LLC compensated?
On its Form ADV (Item 5.E, October 2026), Aton Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.
What does Aton Financial LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 1, 2026 states: Up to $100,000: 1.5% a year; $100,001 to $250,000: 1.4% a year; $250,001 to $500,000: 1.3% a year; $500,001 to $1,000,000: 1.15% a year; $1,000,001 to $3,000,000: 1% a year; Above $3,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Aton Financial LLC located?
Aton Financial LLC's principal office is in San Juan, PR, according to its Form ADV.
Is Aton Financial LLC registered with the SEC or a state?
Aton Financial LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 173070.
How much does Aton Financial LLC manage?
Aton Financial LLC reports $600,886,180 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (62% discretionary).
How have Aton Financial LLC's assets and staff changed since 2021?
In the Form ADV data for Aton Financial LLC: Regulatory assets under management: $268,430,000 in the October 2021 data and $600,886,180 in the October 2026 data, up 124%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Aton Financial LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (85); corporations or other businesses not listed above (9).
Which custodians does Aton Financial LLC use?
Aton Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs & Co. LLC as custodians holding 10% or more of its separately managed account assets.
Does Aton Financial LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173070
What changed in Aton Financial LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $469,132,000 to $600,886,180 (+28%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $100,000 | 1.5% |
| $100,001 to $250,000 | 1.4% |
| $250,001 to $500,000 | 1.3% |
| $500,001 to $1,000,000 | 1.15% |
| $1,000,001 to $3,000,000 | 1% |
| Above $3,000,001 | 0.75% |
The brochure's wording
Assets Under Management Annual Fee Up to $100,000 1.50% $100,001 to $250,000 1.40% $250,001 to $500,000 1.30% $500,001 to $1,000,000 1.15% $1,000,001 to $3,000,000 1.00% Over $3,000,000 0.75%
As stated in the firm's Form ADV Part 2A brochure dated July 1, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$600,886,180 as of October 2026, filing dated July 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 9. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $600,886,180 | 9 | July 1, 2026 |
| October 2025 | $469,132,000 | 9 | March 25, 2025 |
| October 2024 | $428,880,000 | 9 | May 24, 2024 |
| October 2023 | $311,370,000 | 9 | July 13, 2023 |
| October 2022 | $312,494,000 | 9 | March 23, 2022 |
| October 2021 | $268,430,000 | 9 | July 12, 2021 |
Regulatory assets under management: $268,430,000 in the October 2021 data and $600,886,180 in the October 2026 data, up 124%.
Total employees: 9 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $469,132,000 to $600,886,180 (+28%).
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Registered or notice-filed in OH.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Aton Financial LLC (CRD 173070): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aton-financial-llc-san-juan-pr-173070