AdvisorCensus / Financial advisors / Connecticut / Bridgeport / Asset Management Group, Inc.
Asset Management Group, Inc. is an SEC-registered investment advisory firm in Stamford, CT, registered since 1998, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.
Quick answers
From the filingHow is Asset Management Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Asset Management Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is Asset Management Group, Inc. located?
Asset Management Group, Inc.'s principal office is in Stamford, CT, according to its Form ADV.
Is Asset Management Group, Inc. registered with the SEC or a state?
Asset Management Group, Inc. is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 110116.
How much does Asset Management Group, Inc. manage?
Asset Management Group, Inc. reports $898,343,327 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).
How have Asset Management Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Asset Management Group, Inc.: Regulatory assets under management: $595,964,798 in the October 2021 data and $898,343,327 in the October 2026 data, up 51%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Asset Management Group, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (98); pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Which custodians does Asset Management Group, Inc. use?
Asset Management Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Asset Management Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110116
What changed in Asset Management Group, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $804,479,043 to $898,343,327 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 4, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$898,343,327 as of October 2026, filing dated March 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1998 (28 years)
- Employees
- Total: 6. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $898,343,327 | 6 | March 4, 2026 |
| October 2025 | $804,479,043 | 6 | March 13, 2025 |
| October 2024 | $695,507,968 | 6 | February 23, 2024 |
| October 2023 | $590,748,005 | 5 | March 28, 2023 |
| October 2022 | $704,164,743 | 5 | June 23, 2022 |
| October 2021 | $595,964,798 | 5 | July 23, 2021 |
Regulatory assets under management: $595,964,798 in the October 2021 data and $898,343,327 in the October 2026 data, up 51%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $804,479,043 to $898,343,327 (+12%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Asset Management Group, Inc. (CRD 110116): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/asset-management-group-inc-stamford-ct-110116