AdvisorCensus / Financial advisors / Pennsylvania / Lancaster / ARX Private Wealth
ARX Private Wealth is an SEC-registered investment advisory firm in Lancaster, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.
Quick answers
From the filingHow is ARX Private Wealth compensated?
On its Form ADV (Item 5.E, October 2026), ARX Private Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is ARX Private Wealth located?
ARX Private Wealth's principal office is in Lancaster, PA, according to its Form ADV.
Is ARX Private Wealth registered with the SEC or a state?
ARX Private Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338631.
How much does ARX Private Wealth manage?
ARX Private Wealth reports $113,605,108 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary).
What types of clients does ARX Private Wealth serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (13); individuals (other than high net worth individuals) (10); charitable organizations (3).
Which custodians does ARX Private Wealth use?
ARX Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does ARX Private Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338631
Does ARX Private Wealth state an account minimum?
Its Form ADV Part 2A brochure dated February 24, 2026 says: "ARX does not impose a minimum portfolio value for starting and maintaining an investment management relationship."
What changed in ARX Private Wealth's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $0 to $113,605,108. Employees performing advisory functions went from 1 to 5. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
ARX does not impose a minimum portfolio value for starting and maintaining an investment management relationship.
Minimum annual fee: $10,000
The brochure's wording
We charge a minimum annual advisory fee of $10,000.
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$113,605,108 as of October 2026, filing dated February 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 6. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $0 to $113,605,108.
- Employees performing advisory functions went from 1 to 5.
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. ARX Private Wealth (CRD 338631): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/arx-private-wealth-lancaster-pa-338631