AdvisorCensus / Financial advisors / Texas / Houston / Arkos Global Advisors, LLC
Arkos Global Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 12, 2026.
Quick answers
From the filingHow is Arkos Global Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Arkos Global Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Arkos Global Advisors, LLC located?
Arkos Global Advisors, LLC's principal office is in Houston, TX, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Arkos Global Advisors, LLC registered with the SEC or a state?
Arkos Global Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287466.
How much does Arkos Global Advisors, LLC manage?
Arkos Global Advisors, LLC reports $1,154,934,615 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (100% discretionary).
How have Arkos Global Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for Arkos Global Advisors, LLC: Regulatory assets under management: $485,954,348 in the October 2021 data and $1,154,934,615 in the October 2026 data, up 138%. Total employees: 11 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Arkos Global Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (271); high net worth individuals (161); charitable organizations (10).
Which custodians does Arkos Global Advisors, LLC use?
Arkos Global Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Arkos Global Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287466
What changed in Arkos Global Advisors, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 14 to 11.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated May 12, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$1,154,934,615 as of October 2026, filing dated May 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (9 years)
- Employees
- Total: 17. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the June 2026 filing
- States registered or notice-filed
-
14 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,154,934,615 | 17 | May 12, 2026 |
| October 2025 | $1,109,378,000 | 19 | April 24, 2025 |
| October 2024 | $939,425,000 | 18 | March 29, 2024 |
| October 2023 | $889,566,032 | 16 | May 19, 2023 |
| October 2022 | $686,456,423 | 13 | April 6, 2022 |
| October 2021 | $485,954,348 | 11 | August 17, 2021 |
Regulatory assets under management: $485,954,348 in the October 2021 data and $1,154,934,615 in the October 2026 data, up 138%.
Total employees: 11 in October 2021 and 17 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 14 to 11.
- January 2026
- No longer registered or notice-filed in OR.
- December 2025
- Registered or notice-filed in CA, CO, VA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Arkos Global Advisors, LLC (CRD 287466): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/arkos-global-advisors-llc-houston-tx-287466