AdvisorCensus / Financial advisors / Approach Capital LLC
Approach Capital LLC is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 21, 2026.
Quick answers
From the filingHow is Approach Capital LLC compensated?
On its Form ADV (Item 5.E, October 2026), Approach Capital LLC reports these compensation arrangements: a percentage of assets under its management.
Is Approach Capital LLC registered with the SEC or a state?
Approach Capital LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 291807.
How much does Approach Capital LLC manage?
Approach Capital LLC reports $100,000,000 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (100% discretionary).
What types of clients does Approach Capital LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (85); individuals (other than high net worth individuals) (15).
Which custodians does Approach Capital LLC use?
Approach Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Vantage Self Directed Retirement Plans as custodians holding 10% or more of its separately managed account assets.
Does Approach Capital LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291807
Does Approach Capital LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 21, 2026 says: "There is an account minimum of $10,000, which may be waived by Approach Capital in its discretion."
What changed in Approach Capital LLC's recent Form ADV filings?
In the June 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $10,000 (the brochure says it may be waived or negotiated)
The brochure's wording
There is an account minimum of $10,000, which may be waived by Approach Capital in its discretion.
As stated in the firm's Form ADV Part 2A brochure dated July 21, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$100,000,000 as of October 2026, filing dated July 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Approach Capital LLC (CRD 291807): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/approach-capital-llc-291807