AdvisorCensus / Financial advisors / Indiana / AMI Investment Management Inc
AMI Investment Management Inc is an SEC-registered investment advisory firm in Kendallville, IN, registered since 1995, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is AMI Investment Management Inc compensated?
On its Form ADV (Item 5.E, October 2026), AMI Investment Management Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does AMI Investment Management Inc's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $2,500,000: 1% a year; $2,500,000 to $5,000,000: 0.8% a year; $5,000,000 to $10,000,000: 0.6% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is AMI Investment Management Inc located?
AMI Investment Management Inc's principal office is in Kendallville, IN, according to its Form ADV.
Is AMI Investment Management Inc registered with the SEC or a state?
AMI Investment Management Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106321.
How much does AMI Investment Management Inc manage?
AMI Investment Management Inc reports $963,593,785 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).
How have AMI Investment Management Inc's assets and staff changed since 2021?
In the Form ADV data for AMI Investment Management Inc: Regulatory assets under management: $648,198,928 in the October 2021 data and $963,593,785 in the October 2026 data, up 49%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does AMI Investment Management Inc serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (234); high net worth individuals (59); charitable organizations (16).
Which custodians does AMI Investment Management Inc use?
AMI Investment Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does AMI Investment Management Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106321
What changed in AMI Investment Management Inc's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $838,617,157 to $963,593,785 (+15%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,500,000 | 1% |
| $2,500,000 to $5,000,000 | 0.8% |
| $5,000,000 to $10,000,000 | 0.6% |
| Above $10,000,000 | 0.4% |
The brochure's wording
AMI’s fee schedule is as follows: Equity/Balanced Accounts 1.0% of the first $ 2.5 million .80% of the next $ 2.5 million .60% of the next $ 5 million .40% of the balance
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$963,593,785 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1995 (31 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $963,593,785 | 6 | March 24, 2026 |
| October 2025 | $838,617,157 | 5 | March 20, 2025 |
| October 2024 | $705,315,450 | 5 | March 20, 2024 |
| October 2023 | $656,674,433 | 5 | August 3, 2023 |
| October 2022 | $730,561,763 | 5 | March 23, 2022 |
| October 2021 | $648,198,928 | 5 | March 30, 2021 |
Regulatory assets under management: $648,198,928 in the October 2021 data and $963,593,785 in the October 2026 data, up 49%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $838,617,157 to $963,593,785 (+15%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AMI Investment Management Inc (CRD 106321): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ami-investment-management-inc-kendallville-in-106321