AdvisorCensus / Financial advisors / Nebraska / Lincoln / HBE Wealth Management, LLC
HBE Wealth Management, LLC is an SEC-registered investment advisory firm in Lincoln, NE, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.
Quick answers
From the filingHow is HBE Wealth Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), HBE Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does HBE Wealth Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 26, 2026 states: Up to $500,000: 1.25% a year; $500,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,500,000: 0.7% a year; $2,500,000 to $5,000,000: 0.5% a year; $5,000,000 to $10,000,000: 0.4% a year; Above $10,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is HBE Wealth Management, LLC located?
HBE Wealth Management, LLC's principal office is in Lincoln, NE, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is HBE Wealth Management, LLC registered with the SEC or a state?
HBE Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 128315.
How much does HBE Wealth Management, LLC manage?
HBE Wealth Management, LLC reports $277,436,368 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (99% discretionary).
How have HBE Wealth Management, LLC's assets and staff changed since 2021?
In the Form ADV data for HBE Wealth Management, LLC: Regulatory assets under management: $108,231,459 in the October 2021 data and $277,436,368 in the October 2026 data, up 156%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does HBE Wealth Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (185); high net worth individuals (73).
Which custodians does HBE Wealth Management, LLC use?
HBE Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does HBE Wealth Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128315
What changed in HBE Wealth Management, LLC's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $201,222,368 to $277,436,368 (+38%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.25% |
| $500,000 to $1,000,000 | 0.9% |
| $1,000,000 to $2,500,000 | 0.7% |
| $2,500,000 to $5,000,000 | 0.5% |
| $5,000,000 to $10,000,000 | 0.4% |
| Above $10,000,000 | 0.35% |
The brochure's wording
The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below: Assets Under Management Annual Fee (%) For the next amount from 0 to $500,000 1.25% For the next amount from $500,000 to $1,000,000 0.90% For the next amount from $1,000,000 to $2,500,000 0.70% For the next amount from $2,500,000 to $5,000,000 0.50% For the next amount from $5,000,000 to $10,000,000 0.40% For the next amount from $10,000 and above 0.35%
Minimum annual fee: $4,000
The brochure's wording
Our minimum annual fee is $4,000.00.
As stated in the firm's Form ADV Part 2A brochure dated February 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$277,436,368 as of October 2026, filing dated February 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (5 years)
- Employees
- Total: 5. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $277,436,368 | 5 | February 26, 2026 |
| October 2025 | $201,222,368 | 4 | July 22, 2025 |
| October 2024 | $163,734,382 | 4 | February 14, 2024 |
| October 2023 | $128,627,342 | 4 | March 6, 2023 |
| October 2022 | $121,196,833 | 3 | March 16, 2022 |
| October 2021 | $108,231,459 | 4 | March 10, 2021 |
Regulatory assets under management: $108,231,459 in the October 2021 data and $277,436,368 in the October 2026 data, up 156%.
Total employees: 4 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $201,222,368 to $277,436,368 (+38%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. HBE Wealth Management, LLC (CRD 128315): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hbe-wealth-management-llc-lincoln-ne-128315