AdvisorCensus / Financial advisors / Adolos Asset Management
Adolos Asset Management is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.
Quick answers
From the filingHow is Adolos Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Adolos Asset Management reports these compensation arrangements: fixed fees (other than subscription fees).
Is Adolos Asset Management registered with the SEC or a state?
Adolos Asset Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315505.
How much does Adolos Asset Management manage?
Adolos Asset Management reports $241,765,485 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (94% discretionary).
How have Adolos Asset Management's assets and staff changed since 2021?
In the Form ADV data for Adolos Asset Management: Regulatory assets under management: $0 in the October 2021 data and $241,765,485 in the October 2026 data. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Adolos Asset Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (27); corporations or other businesses not listed above (17); individuals (other than high net worth individuals) (8).
Which custodians does Adolos Asset Management use?
Adolos Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Adolos Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315505
Does Adolos Asset Management state an account minimum?
Its Form ADV Part 2A brochure dated February 20, 2026 says: "We provide investment management services to individuals, high net-worth individuals, corporations, trusts, estates, endowments, and charitable foundations. There is no minimum account size to become our client."
What changed in Adolos Asset Management's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $203,789,276 to $241,765,485 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
We provide investment management services to individuals, high net-worth individuals, corporations, trusts, estates, endowments, and charitable foundations. There is no minimum account size to become our client.
As stated in the firm's Form ADV Part 2A brochure dated February 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$241,765,485 as of October 2026, filing dated February 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $241,765,485 | 6 | February 20, 2026 |
| October 2025 | $203,789,276 | 5 | March 10, 2025 |
| October 2024 | $169,489,264 | 5 | July 2, 2024 |
| October 2023 | $145,694,936 | 5 | March 15, 2023 |
| October 2022 | $114,333,981 | 2 | September 12, 2022 |
| October 2021 | $0 | 3 | August 25, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $241,765,485 in the October 2026 data.
Total employees: 3 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $203,789,276 to $241,765,485 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Adolos Asset Management (CRD 315505): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/adolos-asset-management-315505