AdvisorCensus / Financial advisors / Pennsylvania / Philadelphia / Addison Capital
Addison Capital is an SEC-registered investment advisory firm in Conshohocken, PA, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 14, 2026.
Quick answers
From the filingHow is Addison Capital compensated?
On its Form ADV (Item 5.E, October 2026), Addison Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Addison Capital's brochure say about its fees?
Its Form ADV Part 2A brochure dated August 14, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Addison Capital located?
Addison Capital's principal office is in Conshohocken, PA, according to its Form ADV.
Is Addison Capital registered with the SEC or a state?
Addison Capital is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144853.
How much does Addison Capital manage?
Addison Capital reports $1,124,039,201 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (73% discretionary).
How have Addison Capital's assets and staff changed since 2021?
In the Form ADV data for Addison Capital: Regulatory assets under management: $652,340,667 in the October 2021 data and $1,124,039,201 in the October 2026 data, up 72%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Addison Capital serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (137); individuals (other than high net worth individuals) (112); charitable organizations (19).
Which custodians does Addison Capital use?
Addison Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Addison Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144853
Does Addison Capital state an account minimum?
Its Form ADV Part 2A brochure dated August 14, 2026 says: "Addison Capital typically requires accounts to be at least $500,000 or greater in size; however, exceptions can be made in certain circumstances at the Adviser’s discretion."
What changed in Addison Capital's recent Form ADV filings?
In the September 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.25% of assets a year (the maximum the brochure states)
The brochure's wording
The maximum management fee is ordinarily 1.25% of a Client’s assets under management.
Addison Capital is compensated for advisory management services by management fees equal to a percentage of assets under management and/or by fixed fees for consultations.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Addison Capital typically requires accounts to be at least $500,000 or greater in size; however, exceptions can be made in certain circumstances at the Adviser’s discretion.
As stated in the firm's Form ADV Part 2A brochure dated August 14, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,124,039,201 as of October 2026, filing dated August 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Addison Capital, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2007 (19 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,124,039,201 | 4 | August 14, 2026 |
| October 2025 | $807,973,231 | 4 | March 25, 2025 |
| October 2024 | $746,977,083 | 4 | March 27, 2024 |
| October 2023 | $650,583,870 | 4 | March 15, 2023 |
| October 2022 | $815,245,175 | 5 | March 18, 2022 |
| October 2021 | $652,340,667 | 7 | April 27, 2021 |
Regulatory assets under management: $652,340,667 in the October 2021 data and $1,124,039,201 in the October 2026 data, up 72%.
Total employees: 7 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).
- April 2026
- Its Item 11 disclosure answers changed.
- Regulatory assets under management went from $807,973,231 to $1,124,039,201 (+39%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Addison Capital (CRD 144853): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/addison-capital-conshohocken-pa-144853