AdvisorCensus / Financial advisors / Connecticut / Bridgeport / 5th Street Advisors, LLC
5th Street Advisors, LLC is an SEC-registered investment advisory firm in Southport, CT, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 17, 2026.
Quick answers
From the filingHow is 5th Street Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), 5th Street Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does 5th Street Advisors, LLC charge?
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states); Flat fee: $3,000 to $5,000 (financial planning and consulting services); Hourly rate: $400 an hour (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is 5th Street Advisors, LLC located?
5th Street Advisors, LLC's principal office is in Southport, CT, according to its Form ADV.
Is 5th Street Advisors, LLC registered with the SEC or a state?
5th Street Advisors, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 140165.
How much does 5th Street Advisors, LLC manage?
5th Street Advisors, LLC reports $524,460,932 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (69% discretionary).
How have 5th Street Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for 5th Street Advisors, LLC: Regulatory assets under management: $306,413,662 in the October 2021 data and $524,460,932 in the October 2026 data, up 71%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does 5th Street Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (92); pension and profit sharing plans (but not the plan participants or government pension plans) (11).
Which custodians does 5th Street Advisors, LLC use?
5th Street Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does 5th Street Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140165
Does 5th Street Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 24, 2026 says: "5th Street imposes a minimum portfolio size of $500,000. 5th Street, in its sole discretion, may accept clients with smaller portfolios based upon certain criteria including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre -existing client, account retention, and pro bono activities."
What changed in 5th Street Advisors, LLC's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in NC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1% of assets a year (the maximum the brochure states)
The brochure's wording
We provide investment management services for an annual fee. The fee is prorated for cash flows and charged quarterly, in arrears, based upon the market value of the assets being managed by 5th Street on the last day of the previous quarter. The maximum annual fee shall not exceed 1.00% p.a.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
5th Street imposes a minimum portfolio size of $500,000. 5th Street, in its sole discretion, may accept clients with smaller portfolios based upon certain criteria including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre -existing client, account retention, and pro bono activities.
Flat fee: $3,000 to $5,000 (financial planning and consulting services)
The brochure's wording
For all other clients, we charged a fixed fee and/or hourly fee for financial planning and consulting services. These fees vary but generally range from $3,000 to $5,000 on a fixed fee basis
Hourly rate: $400 an hour (financial planning and consulting services)
The brochure's wording
For all other clients, we charged a fixed fee and/or hourly fee for financial planning and consulting services. These fees vary but generally range from $3,000 to $5,000 on a fixed fee basis and/or $400 on an hourly rate basis
As stated in the firm's Form ADV Part 2A brochure dated March 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$524,460,932 as of October 2026, filing dated September 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2007 (19 years)
- Employees
- Total: 7. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
16 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $524,460,932 | 7 | September 17, 2026 |
| October 2025 | $446,775,008 | 6 | March 12, 2025 |
| October 2024 | $462,607,034 | 8 | April 1, 2024 |
| October 2023 | $345,837,027 | 8 | March 3, 2023 |
| October 2022 | $368,531,052 | 7 | March 11, 2022 |
| October 2021 | $306,413,662 | 7 | March 11, 2021 |
Regulatory assets under management: $306,413,662 in the October 2021 data and $524,460,932 in the October 2026 data, up 71%.
Total employees: 7 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in NC.
- June 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $446,775,008 to $524,460,932 (+17%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. 5th Street Advisors, LLC (CRD 140165): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/5th-street-advisors-llc-southport-ct-140165