AdvisorCensus / Financial advisors / Nevada / Reno / 3rd Creek Investments
3rd Creek Investments
Filed as 3RD CREEK INVESTMENTS · Legal name 3rd Creek Investments, Inc.
3rd Creek Investments is an SEC-registered investment advisory firm in Incline Village, NV, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.
Quick answers
From the filingHow is 3rd Creek Investments compensated?
On its Form ADV (Item 5.E, October 2026), 3rd Creek Investments reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is 3rd Creek Investments located?
3rd Creek Investments' principal office is in Incline Village, NV, according to its Form ADV.
Is 3rd Creek Investments registered with the SEC or a state?
3rd Creek Investments is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 115945.
How much does 3rd Creek Investments manage?
3rd Creek Investments reports $204,947,847 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (90% discretionary).
How have 3rd Creek Investments' assets and staff changed since 2021?
In the Form ADV data for 3rd Creek Investments: Regulatory assets under management: $113,992,945 in the October 2021 data and $204,947,847 in the October 2026 data, up 80%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does 3rd Creek Investments serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (42); charitable organizations (8).
Which custodians does 3rd Creek Investments use?
3rd Creek Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does 3rd Creek Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115945
What changed in 3rd Creek Investments' recent Form ADV filings?
In the February 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $162,494,648 to $204,947,847 (+26%). Registered or notice-filed in FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated January 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$204,947,847 as of October 2026, filing dated January 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- 3rd Creek Investments, Inc.
- Also doing business as
- 3RD CREEK, THIRD CREEK INVESTMENTS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $204,947,847 | 4 | January 23, 2026 |
| October 2025 | $162,494,648 | 3 | May 29, 2025 |
| October 2024 | $129,282,336 | 3 | January 24, 2024 |
| October 2023 | $111,637,019 | 3 | January 25, 2023 |
| October 2022 | $131,841,083 | 3 | June 13, 2022 |
| October 2021 | $113,992,945 | 3 | July 19, 2021 |
Regulatory assets under management: $113,992,945 in the October 2021 data and $204,947,847 in the October 2026 data, up 80%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $162,494,648 to $204,947,847 (+26%).
- Registered or notice-filed in FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. 3rd Creek Investments (CRD 115945): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/3rd-creek-investments-incline-village-nv-115945