AdvisorCensus / Financial advisors / Connecticut / Bridgeport / 37SPRUCE Investment Partners, LLC
37SPRUCE Investment Partners, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.
Quick answers
From the filingHow is 37SPRUCE Investment Partners, LLC compensated?
On its Form ADV (Item 5.E, October 2026), 37SPRUCE Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does 37SPRUCE Investment Partners, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 28, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is 37SPRUCE Investment Partners, LLC located?
37SPRUCE Investment Partners, LLC's principal office is in Greenwich, CT, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is 37SPRUCE Investment Partners, LLC registered with the SEC or a state?
37SPRUCE Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340176.
How much does 37SPRUCE Investment Partners, LLC manage?
37SPRUCE Investment Partners, LLC reports $150,000,000 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (100% discretionary).
What types of clients does 37SPRUCE Investment Partners, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).
Does 37SPRUCE Investment Partners, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340176
What changed in 37SPRUCE Investment Partners, LLC's recent Form ADV filings?
In the August 2026 filing data: Regulatory assets under management went from $0 to $150,000,000.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1.5% of assets a year
The brochure's wording
Investors in the Private Fund typically pay a 1.5% management fee (the “Management Fee”) that is calculated based on the Investor’s pro rata share of the net asset value of such Private Fund
As stated in the firm's Form ADV Part 2A brochure dated July 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$150,000,000 as of October 2026, filing dated July 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 7. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Regulatory assets under management went from $0 to $150,000,000.
- May 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. 37SPRUCE Investment Partners, LLC (CRD 340176): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/37spruce-investment-partners-llc-greenwich-ct-340176