AdvisorCensus / Financial advisors / Connecticut / Bridgeport / N10° Assets
N10° Assets is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 21, 2026.
Quick answers
From the filingHow is N10° Assets compensated?
On its Form ADV (Item 5.E, October 2026), N10° Assets reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is N10° Assets located?
N10° Assets' principal office is in Greenwich, CT, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is N10° Assets registered with the SEC or a state?
N10° Assets is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342185.
How much does N10° Assets manage?
N10° Assets reports $306,876,934 in regulatory assets under management in its Form ADV filing dated August 21, 2026 (100% discretionary).
What types of clients does N10° Assets serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (92); individuals (other than high net worth individuals) (9).
Which custodians does N10° Assets use?
N10° Assets' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs Custody Solutions as a custodian holding 10% or more of its separately managed account assets.
Does N10° Assets report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342185
What changed in N10° Assets' recent Form ADV filings?
In the September 2026 filing data: Regulatory assets under management went from $0 to $306,876,934. Registered or notice-filed in CA, FL, NJ.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 14, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$306,876,934 as of October 2026, filing dated August 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- N10 Assets, LLC.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the June 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- September 2026
- Regulatory assets under management went from $0 to $306,876,934.
- Registered or notice-filed in CA, FL, NJ.
- July 2026
- Newly registered with the SEC.
- No longer lists an office in Greenwich, CT.
- June 2026
- Added an office in Greenwich, CT.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. N10° Assets (CRD 342185): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/n10-assets-greenwich-ct-342185