AdvisorCensus / Financial advisors / California / Stockton, CA / Charles Schwab
Financial advisors in Stockton, CA using Charles Schwab
5 SEC-registered investment advisory firms headquartered in the Stockton, CA metro area name Charles Schwab as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Attentive Investments, LLC | Stockton | SEC-registered investment adviser | $100 million to $500 million |
| DKM Wealth Management, Inc. | Stockton | SEC-registered investment adviser | $100 million to $500 million |
| Findec Wealth Services, Inc. | Stockton | SEC-registered investment adviser | $500 million to $1 billion |
| Sierra Ocean, LLC | Ripon | SEC-registered investment adviser | $500 million to $1 billion |
| Valley Wealth Strategies, LLC | Lodi | SEC-registered investment adviser | $1 billion to $5 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. Charles Schwab nationwide
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