AdvisorCensus / Financial advisors / Zulauf Asset Management AG

Zulauf Asset Management AG

Baar, SwitzerlandSEC-registered investment adviserCRD 110597

Filed as ZULAUF ASSET MANAGEMENT AG

Zulauf Asset Management AG is an SEC-registered investment advisory firm in Baar, Switzerland, registered since 1992, with no regulatory assets under management reported in its Form ADV filing dated June 23, 2026.

33 years

registered since 1992

Not reported

assets under management

1 arrangement

Subscription

None

disclosure items (Item 11)

Quick answers

From the filing

How is Zulauf Asset Management AG compensated?

On its Form ADV (Item 5.E, October 2026), Zulauf Asset Management AG reports these compensation arrangements: subscription fees (for a newsletter or periodical). The amounts are in Item 5 of its Form ADV Part 2A brochure.

Where is Zulauf Asset Management AG located?

Zulauf Asset Management AG's principal office is in Baar, Switzerland, according to its Form ADV.

Is Zulauf Asset Management AG registered with the SEC or a state?

Zulauf Asset Management AG is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 110597.

How have Zulauf Asset Management AG's assets and staff changed since 2021?

In the Form ADV data for Zulauf Asset Management AG: Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

What types of clients does Zulauf Asset Management AG serve?

By number of clients on Form ADV Item 5.D: other investment advisers (96); individuals (other than high net worth individuals) (42); banking or thrift institutions (2).

Does Zulauf Asset Management AG report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110597

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E

Subscription fees (for a newsletter or periodical)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F

Not reported.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Individuals (other than high net worth individuals)

Clients 42 Assets Not reported

High net worth individuals

Clients 0 Assets Not reported

Banking or thrift institutions

Clients 2 Assets Not reported

Investment companies

Clients 0 Assets Not reported

Business development companies

Clients 0 Assets Not reported

Pooled investment vehicles (other than investment companies and business development companies)

Clients 0 Assets Not reported

Pension and profit sharing plans (but not the plan participants or government pension plans)

Clients 0 Assets Not reported

Charitable organizations

Clients 0 Assets Not reported

State or municipal government entities (including government pension plans)

Clients 0 Assets Not reported

Other investment advisers

Clients 96 Assets Not reported

Insurance companies

Clients 0 Assets Not reported

Sovereign wealth funds and foreign official institutions

Clients 0 Assets Not reported

Corporations or other businesses not listed above

Clients 0 Assets Not reported

Other

Clients 0 Assets Not reported

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G

Publication of periodicals or newsletters

Registration and firm details

Items 1, 2, 5

Registration: SEC-registered investment adviser. Status as filed: Approved.
Registered since: 1992 (33 years)
Employees: Total: 2. Performing investment advisory functions: 1.
Wrap fee program participation: No.
States registered or notice-filed: Not reported.

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F

Data period	Assets under management	Employees	Filing dated
October 2026	Not reported	2	June 23, 2026
October 2025	Not reported	2	June 30, 2025
October 2024	Not reported	2	June 20, 2024
October 2023	Not reported	2	June 7, 2023
October 2022	Not reported	2	June 22, 2022
October 2021	Not reported	2	June 22, 2021

Total employees: 2 in October 2021 and 2 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

felixzulauf.comzuam.ch

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Zulauf Asset Management AG (CRD 110597): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/zulauf-asset-management-ag-baar-110597