AdvisorCensus / Financial advisors / Virginia / Lynchburg / Yorktown Management and Research Co Inc
Yorktown Management and Research Co Inc
Filed as YORKTOWN MANAGEMENT AND RESEARCH CO INC
Yorktown Management and Research Co Inc is an SEC-registered investment advisory firm in Forest, VA, registered since 1985, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is Yorktown Management and Research Co Inc compensated?
On its Form ADV (Item 5.E, October 2026), Yorktown Management and Research Co Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Yorktown Management and Research Co Inc located?
Yorktown Management and Research Co Inc's principal office is in Forest, VA, according to its Form ADV.
Is Yorktown Management and Research Co Inc registered with the SEC or a state?
Yorktown Management and Research Co Inc is an SEC-registered investment advisory firm, registered since 1985. Status as filed: Approved. CRD 105083.
How much does Yorktown Management and Research Co Inc manage?
Yorktown Management and Research Co Inc reports $677,085,322 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).
How have Yorktown Management and Research Co Inc's assets and staff changed since 2021?
In the Form ADV data for Yorktown Management and Research Co Inc: Regulatory assets under management: $1,161,122,773 in the October 2021 data and $677,085,322 in the October 2026 data, down 42%. Total employees: 19 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Yorktown Management and Research Co Inc serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Yorktown Management and Research Co Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105083
What changed in Yorktown Management and Research Co Inc's recent Form ADV filings?
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$677,085,322 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1985 (41 years)
- Employees
- Total: 9. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $677,085,322 | 9 | March 24, 2026 |
| October 2025 | $692,421,793 | 9 | March 27, 2025 |
| October 2024 | $678,288,835 | 12 | March 21, 2024 |
| October 2023 | $753,424,110 | 13 | March 13, 2023 |
| October 2022 | $1,129,612,509 | 17 | March 29, 2022 |
| October 2021 | $1,161,122,773 | 19 | January 13, 2021 |
Regulatory assets under management: $1,161,122,773 in the October 2021 data and $677,085,322 in the October 2026 data, down 42%.
Total employees: 19 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Yorktown Management and Research Co Inc (CRD 105083): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/yorktown-management-and-research-co-inc-forest-va-105083