AdvisorCensus / Financial advisors / South Carolina / Columbia / YON Drake & Associates Inc
YON Drake & Associates Inc is an SEC-registered investment advisory firm in Columbia, SC, registered since 1995, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is YON Drake & Associates Inc compensated?
On its Form ADV (Item 5.E, October 2026), YON Drake & Associates Inc reports these compensation arrangements: a percentage of assets under its management.
What does YON Drake & Associates Inc's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is YON Drake & Associates Inc located?
YON Drake & Associates Inc's principal office is in Columbia, SC, according to its Form ADV.
Is YON Drake & Associates Inc registered with the SEC or a state?
YON Drake & Associates Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 111491.
How much does YON Drake & Associates Inc manage?
YON Drake & Associates Inc reports $304,704,711 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).
How have YON Drake & Associates Inc's assets and staff changed since 2021?
In the Form ADV data for YON Drake & Associates Inc: Regulatory assets under management: $1,200,227,846 in the October 2021 data and $304,704,711 in the October 2026 data, down 75%. Total employees: 4 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does YON Drake & Associates Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111491
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% of assets a year
The brochure's wording
Our fees schedule is 0.25% (25 basis points) of assets. All fees and expenses are negotiable based on the complexity, size of assets and unique circumstances of each client assignment.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$304,704,711 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1995 (31 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $304,704,711 | 2 | March 30, 2026 |
| October 2025 | $281,321,319 | 2 | March 28, 2025 |
| October 2024 | $261,874,476 | 2 | March 29, 2024 |
| October 2023 | $529,514,914 | 3 | March 31, 2023 |
| October 2022 | $631,096,723 | 3 | March 31, 2022 |
| October 2021 | $1,200,227,846 | 4 | March 31, 2021 |
Regulatory assets under management: $1,200,227,846 in the October 2021 data and $304,704,711 in the October 2026 data, down 75%.
Total employees: 4 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. YON Drake & Associates Inc (CRD 111491): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/yon-drake-and-associates-inc-columbia-sc-111491