AdvisorCensus / Financial advisors / XY Investments
XY Investments is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.
Quick answers
From the filingHow is XY Investments compensated?
On its Form ADV (Item 5.E, October 2026), XY Investments reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
How much does XY Investments charge?
Its Form ADV Part 2A brochure dated September 16, 2025 states: Asset-based fee: 0.85% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is XY Investments located?
XY Investments' principal office is in Hong Kong, Hong Kong, according to its Form ADV.
Is XY Investments registered with the SEC or a state?
XY Investments is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306443.
How much does XY Investments manage?
XY Investments reports $7,479,187 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary).
How have XY Investments' assets and staff changed since 2021?
In the Form ADV data for XY Investments: Regulatory assets under management: $155,000,000 in the October 2021 data and $7,479,187 in the October 2026 data, down 95%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does XY Investments serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).
Does XY Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306443
What changed in XY Investments' recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $8,889,557 to $7,479,187 (-16%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.85% to 1% a year (a range, as the brochure states it)
The brochure's wording
Our fixed fees generally range from 0.85% to 1.00%.
As stated in the firm's Form ADV Part 2A brochure dated September 16, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$7,479,187 as of October 2026, filing dated September 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- XY Investments (HK) Ltd
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $7,479,187 | 4 | September 16, 2026 |
| October 2025 | $31,912,313 | 3 | October 31, 2024 |
| October 2024 | $31,912,313 | 3 | August 29, 2024 |
| October 2023 | $107,000,000 | 4 | September 13, 2023 |
| October 2022 | $148,000,000 | 5 | September 29, 2022 |
| October 2021 | $155,000,000 | 5 | August 6, 2021 |
Regulatory assets under management: $155,000,000 in the October 2021 data and $7,479,187 in the October 2026 data, down 95%.
Total employees: 5 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $8,889,557 to $7,479,187 (-16%).
- December 2025
- Regulatory assets under management went from $31,912,313 to $8,889,557 (-72%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. XY Investments (CRD 306443): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/xy-investments-hong-kong-306443