AdvisorCensus / Financial advisors / Illinois / Chicago / Woodfield Financial Advisors, Inc.
Woodfield Financial Advisors, Inc. is an SEC-registered investment advisory firm in Deer Park, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.
Quick answers
From the filingHow is Woodfield Financial Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Woodfield Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Woodfield Financial Advisors, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $5,000,000: 1% a year; $5,000,000 to $10,000,000: 0.8% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Woodfield Financial Advisors, Inc. located?
Woodfield Financial Advisors, Inc.'s principal office is in Deer Park, IL, according to its Form ADV.
Is Woodfield Financial Advisors, Inc. registered with the SEC or a state?
Woodfield Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 123279.
How much does Woodfield Financial Advisors, Inc. manage?
Woodfield Financial Advisors, Inc. reports $230,069,047 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (89% discretionary).
How have Woodfield Financial Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Woodfield Financial Advisors, Inc.: Regulatory assets under management: $135,995,406 in the October 2021 data and $230,069,047 in the October 2026 data, up 69%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Woodfield Financial Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (245); high net worth individuals (138); pension and profit sharing plans (but not the plan participants or government pension plans) (6).
Does Woodfield Financial Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123279
What changed in Woodfield Financial Advisors, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $186,655,848 to $230,069,047 (+23%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $5,000,000 | 1% |
| $5,000,000 to $10,000,000 | 0.8% |
| Above $10,000,000 | 0.5% |
The brochure's wording
The quarterly Investment Advisory Agreement fee is based on a percentage of the investable assets according to the following schedule: For services rendered, Advisor will debit a quarterly fee equal to 0.25%* (1% annual rate)
[*applicable to the first $5 million aggregate client account(s) invested balance for all accounts held at Fidelity WealthScape, a quarterly fee of 0.20% (0.80% annual rate) applies to the aggregate client invested balance that exceeds $5 million asset value.
A quarterly fee of 0.125% (0.50% annual rate) applies to the aggregate client invested balance that exceeds $10 million asset value.
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$230,069,047 as of October 2026, filing dated February 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Also doing business as
- WOODFIELD FINANCIAL ADVISORS, INC.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $230,069,047 | 3 | February 24, 2026 |
| October 2025 | $186,655,848 | 3 | February 20, 2025 |
| October 2024 | $162,654,521 | 3 | March 29, 2024 |
| October 2023 | $133,929,104 | 3 | March 17, 2023 |
| October 2022 | $148,662,000 | 3 | February 18, 2022 |
| October 2021 | $135,995,406 | 3 | September 30, 2021 |
Regulatory assets under management: $135,995,406 in the October 2021 data and $230,069,047 in the October 2026 data, up 69%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $186,655,848 to $230,069,047 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Woodfield Financial Advisors, Inc. (CRD 123279): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/woodfield-financial-advisors-inc-deer-park-il-123279