AdvisorCensus / Financial advisors / New York / New York / Wiss Private Client Advisors, LLC
Wiss Private Client Advisors, LLC is an SEC-registered investment advisory firm in Florham Park, NJ, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is Wiss Private Client Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Wiss Private Client Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Wiss Private Client Advisors, LLC located?
Wiss Private Client Advisors, LLC's principal office is in Florham Park, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Wiss Private Client Advisors, LLC registered with the SEC or a state?
Wiss Private Client Advisors, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 286319.
How much does Wiss Private Client Advisors, LLC manage?
Wiss Private Client Advisors, LLC reports $1,215,546,286 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (99% discretionary).
How have Wiss Private Client Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for Wiss Private Client Advisors, LLC: Regulatory assets under management: $140,642,321 in the October 2021 data and $1,215,546,286 in the October 2026 data, up 764%. Total employees: 5 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Wiss Private Client Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (130); individuals (other than high net worth individuals) (56).
Which custodians does Wiss Private Client Advisors, LLC use?
Wiss Private Client Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Wiss Private Client Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286319
Does Wiss Private Client Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 23, 2026 says: "As a condition for starting and maintaining an investment management relationship, Wiss Private Client Advisors, LLC imposes a minimum portfolio value of $1,000,000." "Wiss Private Client Advisors, LLC may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono activities."
What changed in Wiss Private Client Advisors, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 6 to 9. Regulatory assets under management went from $809,666,561 to $1,215,546,286 (+50%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
As a condition for starting and maintaining an investment management relationship, Wiss Private Client Advisors, LLC imposes a minimum portfolio value of $1,000,000.
Wiss Private Client Advisors, LLC may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono activities.
As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,215,546,286 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- WISS FAMILY OFFICE
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 12. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,215,546,286 | 12 | March 23, 2026 |
| October 2025 | $809,666,561 | 12 | March 25, 2025 |
| October 2024 | $539,700,078 | 9 | March 14, 2024 |
| October 2023 | $246,820,019 | 9 | June 9, 2023 |
| October 2022 | $386,458,953 | 6 | March 31, 2022 |
| October 2021 | $140,642,321 | 5 | March 17, 2021 |
Regulatory assets under management: $140,642,321 in the October 2021 data and $1,215,546,286 in the October 2026 data, up 764%.
Total employees: 5 in October 2021 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 6 to 9.
- Regulatory assets under management went from $809,666,561 to $1,215,546,286 (+50%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Wiss Private Client Advisors, LLC (CRD 286319): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wiss-private-client-advisors-llc-florham-park-nj-286319