Wellington-Altus USA Inc.

• A percentage of assets under your management

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)

Account minimum: $100,000 (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated February 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$146,247,096 as of October 2026, filing dated June 29, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for individuals and/or small businesses

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2018 (8 years)

Employees

Total: 59. Performing investment advisory functions: 59.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

14 other offices, as of the July 2026 filing

Aurora, OntarioBarrie, OntarioBurlington, OntarioCalgary, AlbertaComox, British ColumbiaKelowna, British ColumbiaMarkham, OntarioMontreal, QuebecSwift Current, SaskatchewanToronto, OntarioVancouver, British ColumbiaVictoria, British ColumbiaWest Vancouver, British ColumbiaWhite Rock, British Columbia

States registered or notice-filed

12 states or jurisdictions

AKAZCAFLLAMINENHOHTNTXWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $7,147,001 in the October 2021 data and $146,247,096 in the October 2026 data, up 1946%.

Total employees: 120 in October 2021 and 59 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. July 2026
   • Employees performing advisory functions went from 58 to 59.
2. March 2026
   • Employees performing advisory functions went from 69 to 58.
   • Regulatory assets under management went from $126,885,263 to $146,247,096 (+15%).
   • Changed its office addresses in Calgary, Alberta.
   • No longer lists an office in Brandon, Manitoba.
   • No longer lists an office in Cranbrook, British Columbia.
   • No longer lists an office in Dartmouth, Nova Scotia.
   • No longer lists an office in Kanata.
   • No longer lists an office in Lethbridge, Alberta.
   • No longer lists an office in Moncton, Nb.
   • No longer lists an office in North York, Ontario.
   • No longer lists an office in Pointe-Claire, Quebec.
   • No longer lists an office in Saskatoon, Saskatchewan.
   • No longer lists an office in Squamish, British Columbia.
   • No longer lists an office in Thunder Bay.
   • No longer lists an office in Victoria.
   • No longer lists an office in Winnipeg, Manitoba.
   • Registered or notice-filed in AZ, OH.
   • Updated its list of owners and control persons (Schedule A).
3. January 2026
   • No longer registered or notice-filed in CO.
4. December 2025
   • Registered or notice-filed in NE, TN.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Not reported.