AdvisorCensus / Financial advisors / Florida / Tampa / Weatherford Capital Management
Weatherford Capital Management
Filed as WEATHERFORD CAPITAL MANAGEMENT · Legal name Weatherford Capital Management LLC
Weatherford Capital Management is an SEC-registered investment advisory firm in Tampa, FL, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Weatherford Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Weatherford Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Weatherford Capital Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Weatherford Capital Management located?
Weatherford Capital Management's principal office is in Tampa, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Weatherford Capital Management registered with the SEC or a state?
Weatherford Capital Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 304514.
How much does Weatherford Capital Management manage?
Weatherford Capital Management reports $1,045,821,873 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Weatherford Capital Management's assets and staff changed since 2021?
In the Form ADV data for Weatherford Capital Management: Regulatory assets under management: $387,777,435 in the October 2021 data and $1,045,821,873 in the October 2026 data, up 170%. Total employees: 10 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Weatherford Capital Management serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21).
Does Weatherford Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304514
Does Weatherford Capital Management state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Each Fund will generally have a minimum investment amount of $2.5 million for third-party Investors in the Funds, and Fund interests will be offered and sold solely to accredited investors who are also qualified clients. Such minimum investment amounts may be waived by the Adviser."
What changed in Weatherford Capital Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 10 to 12. Regulatory assets under management went from $927,700,013 to $1,045,821,873 (+13%). Added an office in Chicago, IL. Registered or notice-filed in IL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% to 2% a year (a range, as the brochure states it)
The brochure's wording
During the period from the initial closing of capital commitments in the Fund until the end of the investment period, the Management Fee will generally be paid at an annual rate ranging from 1% and 2% of aggregate capital commitments.
Account minimum: $2,500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Each Fund will generally have a minimum investment amount of $2.5 million for third-party Investors in the Funds, and Fund interests will be offered and sold solely to accredited investors who are also qualified clients. Such minimum investment amounts may be waived by the Adviser.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,045,821,873 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Weatherford Capital Management LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 14. Performing investment advisory functions: 12.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,045,821,873 | 14 | March 30, 2026 |
| October 2025 | $927,700,013 | 13 | March 31, 2025 |
| October 2024 | $920,048,639 | 14 | March 26, 2024 |
| October 2023 | $698,362,285 | 15 | March 30, 2023 |
| October 2022 | $683,788,389 | 11 | March 28, 2022 |
| October 2021 | $387,777,435 | 10 | May 14, 2021 |
Regulatory assets under management: $387,777,435 in the October 2021 data and $1,045,821,873 in the October 2026 data, up 170%.
Total employees: 10 in October 2021 and 14 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 10 to 12.
- Regulatory assets under management went from $927,700,013 to $1,045,821,873 (+13%).
- Added an office in Chicago, IL.
- Registered or notice-filed in IL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Weatherford Capital Management (CRD 304514): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/weatherford-capital-management-tampa-fl-304514