AdvisorCensus / Financial advisors / Oregon / Portland / Wagner Planning
Wagner Planning is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.
Quick answers
From the filingHow is Wagner Planning compensated?
On its Form ADV (Item 5.E, October 2026), Wagner Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Wagner Planning charge?
Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.5% to 1.6% a year (a range, as the brochure states it); Hourly rate: $375 an hour (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Wagner Planning located?
Wagner Planning's principal office is in Lake Oswego, OR, according to its Form ADV.
Is Wagner Planning registered with the SEC or a state?
Wagner Planning is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318448.
How much does Wagner Planning manage?
Wagner Planning reports $144,746,111 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).
How have Wagner Planning's assets and staff changed since 2022?
In the Form ADV data for Wagner Planning: Regulatory assets under management: $108,556,182 in the October 2022 data and $144,746,111 in the October 2026 data, up 33%. Total employees: 5 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Wagner Planning serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (134); high net worth individuals (69).
Which custodians does Wagner Planning use?
Wagner Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.
Does Wagner Planning report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318448
What changed in Wagner Planning's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $127,933,708 to $144,746,111 (+13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 1.6% a year (a range, as the brochure states it)
The brochure's wording
These fees typically range from 0.50% - 1.60% of the market value of your account per year and will be applied either in accordance with a tiered fee schedule or at a flat annual rate across your entire account.
Hourly rate: $375 an hour (financial planning and consulting services)
The brochure's wording
When you engage us for financial planning and consulting services, we will charge you a fixed fee typically ranging from $2,000 - $4,000 or an hourly fee of up to $375 per hour
As stated in the firm's Form ADV Part 2A brochure dated March 10, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$144,746,111 as of October 2026, filing dated March 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Wagner Financial, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $144,746,111 | 5 | March 10, 2026 |
| October 2025 | $127,933,708 | 4 | January 27, 2025 |
| October 2024 | $114,517,841 | 5 | March 26, 2024 |
| October 2023 | $95,179,303 | 5 | March 3, 2023 |
| October 2022 | $108,556,182 | 5 | August 25, 2022 |
Regulatory assets under management: $108,556,182 in the October 2022 data and $144,746,111 in the October 2026 data, up 33%.
Total employees: 5 in October 2022 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $127,933,708 to $144,746,111 (+13%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Wagner Planning (CRD 318448): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wagner-planning-lake-oswego-or-318448