AdvisorCensus / Financial advisors / Pennsylvania / Allentown / Valor Investments and Planning LLC
Valor Investments and Planning LLC is a state-registered investment advisory firm in Easton, PA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Valor Investments and Planning LLC compensated?
On its Form ADV (Item 5.E, October 2026), Valor Investments and Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Valor Investments and Planning LLC located?
Valor Investments and Planning LLC's principal office is in Easton, PA, according to its Form ADV.
Is Valor Investments and Planning LLC registered with the SEC or a state?
Valor Investments and Planning LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323129.
How much does Valor Investments and Planning LLC manage?
Valor Investments and Planning LLC reports $97,900,873 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have Valor Investments and Planning LLC's assets and staff changed since 2022?
In the Form ADV data for Valor Investments and Planning LLC: Regulatory assets under management: $0 in the October 2022 data and $97,900,873 in the October 2026 data. Total employees: 9 in October 2022 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Valor Investments and Planning LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (222); high net worth individuals (13); pension and profit sharing plans (but not the plan participants or government pension plans) (7).
Does Valor Investments and Planning LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323129
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$97,900,873 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2023 (3 years)
- Employees
- Total: 10. Performing investment advisory functions: 6.
- Wrap fee program participation
- Yes.
- States registered or notice-filed
-
3 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $97,900,873 | 10 | March 27, 2026 |
| October 2022 | $0 | 9 | August 31, 2022 |
Regulatory assets under management: $0 in the October 2022 data and $97,900,873 in the October 2026 data.
Total employees: 9 in October 2022 and 10 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Valor Investments and Planning LLC (CRD 323129): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/valor-investments-and-planning-llc-easton-pa-323129