AdvisorCensus / Financial advisors / New York / Elmira / Valicenti Advisory Services Inc
Valicenti Advisory Services Inc is an SEC-registered investment advisory firm in Elmira, NY, registered since 1983, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.
Quick answers
From the filingHow is Valicenti Advisory Services Inc compensated?
On its Form ADV (Item 5.E, October 2026), Valicenti Advisory Services Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges.
Where is Valicenti Advisory Services Inc located?
Valicenti Advisory Services Inc's principal office is in Elmira, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Valicenti Advisory Services Inc registered with the SEC or a state?
Valicenti Advisory Services Inc is an SEC-registered investment advisory firm, registered since 1983. Status as filed: Approved. CRD 110669.
How much does Valicenti Advisory Services Inc manage?
Valicenti Advisory Services Inc reports $819,997,583 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (99% discretionary).
How have Valicenti Advisory Services Inc's assets and staff changed since 2021?
In the Form ADV data for Valicenti Advisory Services Inc: Regulatory assets under management: $539,766,365 in the October 2021 data and $819,997,583 in the October 2026 data, up 52%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Valicenti Advisory Services Inc serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (518); individuals (other than high net worth individuals) (362); charitable organizations (104).
Does Valicenti Advisory Services Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110669
What changed in Valicenti Advisory Services Inc's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $701,337,902 to $819,997,583 (+17%). Registered or notice-filed in NJ.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 12, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$819,997,583 as of October 2026, filing dated September 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1983 (43 years)
- Employees
- Total: 11. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $819,997,583 | 11 | September 16, 2026 |
| October 2025 | $701,337,902 | 11 | July 1, 2025 |
| October 2024 | $660,423,651 | 10 | March 27, 2024 |
| October 2023 | $502,273,590 | 10 | March 16, 2023 |
| October 2022 | $597,182,765 | 10 | March 16, 2022 |
| October 2021 | $539,766,365 | 10 | September 20, 2021 |
Regulatory assets under management: $539,766,365 in the October 2021 data and $819,997,583 in the October 2026 data, up 52%.
Total employees: 10 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $701,337,902 to $819,997,583 (+17%).
- Registered or notice-filed in NJ.
- December 2025
- Registered or notice-filed in MI.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Valicenti Advisory Services Inc (CRD 110669): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/valicenti-advisory-services-inc-elmira-ny-110669