AdvisorCensus / Financial advisors / UTI Asset Management Company Limited
UTI Asset Management Company Limited
Filed as UTI ASSET MANAGEMENT COMPANY LIMITED
UTI Asset Management Company Limited is an SEC-registered investment advisory firm in Mumbai, Maharashtra, India, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated June 29, 2026.
Quick answers
From the filingHow is UTI Asset Management Company Limited compensated?
On its Form ADV (Item 5.E, October 2026), UTI Asset Management Company Limited reports these compensation arrangements: a percentage of assets under its management.
Where is UTI Asset Management Company Limited located?
UTI Asset Management Company Limited's principal office is in Mumbai, Maharashtra, India, according to its Form ADV.
Is UTI Asset Management Company Limited registered with the SEC or a state?
UTI Asset Management Company Limited is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328924.
How have UTI Asset Management Company Limited's assets and staff changed since 2024?
In the Form ADV data for UTI Asset Management Company Limited: Total employees: 1,055 in October 2024 and 1,008 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does UTI Asset Management Company Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328924
Does UTI Asset Management Company Limited state an account minimum?
Its Form ADV Part 2A brochure dated June 29, 2026 says: "UTI AMC does not generally impose a minimum dollar value of assets in order to open or maintain an account."
What changed in UTI Asset Management Company Limited's recent Form ADV filings?
In the July 2026 filing data: Employees performing advisory functions went from 58 to 59. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
UTI AMC does not generally impose a minimum dollar value of assets in order to open or maintain an account.
As stated in the firm's Form ADV Part 2A brochure dated June 29, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 1,008. Performing investment advisory functions: 59.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1,008 | June 29, 2026 |
| October 2025 | Not reported | 1,091 | June 25, 2025 |
| October 2024 | Not reported | 1,055 | July 31, 2024 |
Total employees: 1,055 in October 2024 and 1,008 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Employees performing advisory functions went from 58 to 59.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. UTI Asset Management Company Limited (CRD 328924): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/uti-asset-management-company-limited-mumbai-maharashtra-328924