AdvisorCensus / Financial advisors / Tweddell Goldberg Investment Management
Tweddell Goldberg Investment Management
Filed as TWEDDELL GOLDBERG INVESTMENT MANAGEMENT · Legal name Tweddell Goldberg, LLC
Tweddell Goldberg Investment Management is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.
Quick answers
From the filingHow is Tweddell Goldberg Investment Management compensated?
On its Form ADV (Item 5.E, October 2026), Tweddell Goldberg Investment Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is Tweddell Goldberg Investment Management registered with the SEC or a state?
Tweddell Goldberg Investment Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 141634.
How much does Tweddell Goldberg Investment Management manage?
Tweddell Goldberg Investment Management reports $96,927,246 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (48% discretionary).
How have Tweddell Goldberg Investment Management's assets and staff changed since 2021?
In the Form ADV data for Tweddell Goldberg Investment Management: Regulatory assets under management: $117,563,412 in the October 2021 data and $96,927,246 in the October 2026 data, down 18%. Total employees: 5 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Tweddell Goldberg Investment Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (60); individuals (other than high net worth individuals) (53); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Does Tweddell Goldberg Investment Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141634
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$96,927,246 as of October 2026, filing dated July 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Tweddell Goldberg, LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $96,927,246 | 2 | July 28, 2026 |
| October 2025 | $93,577,060 | 2 | July 31, 2025 |
| October 2024 | $121,320,324 | 4 | March 12, 2024 |
| October 2023 | $123,934,344 | 4 | May 25, 2023 |
| October 2022 | $134,359,784 | 4 | March 8, 2022 |
| October 2021 | $117,563,412 | 5 | March 24, 2021 |
Regulatory assets under management: $117,563,412 in the October 2021 data and $96,927,246 in the October 2026 data, down 18%.
Total employees: 5 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Tweddell Goldberg Investment Management (CRD 141634): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tweddell-goldberg-investment-management-141634