AdvisorCensus / Financial advisors / Tublin - Difusco Advisors Inc.
Tublin - Difusco Advisors Inc.
Filed as TUBLIN - DIFUSCO ADVISORS INC.
Tublin - Difusco Advisors Inc. is an SEC-registered investment advisory firm, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Tublin - Difusco Advisors Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Tublin - Difusco Advisors Inc. reports these compensation arrangements: a percentage of assets under its management.
How much does Tublin - Difusco Advisors Inc. charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.5% a year; $2,000,000 to $3,000,000: 0.4% a year; Above $3,000,000: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Tublin - Difusco Advisors Inc. registered with the SEC or a state?
Tublin - Difusco Advisors Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 125801.
How much does Tublin - Difusco Advisors Inc. manage?
Tublin - Difusco Advisors Inc. reports $131,853,567 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Tublin - Difusco Advisors Inc.'s assets and staff changed since 2021?
In the Form ADV data for Tublin - Difusco Advisors Inc.: Regulatory assets under management: $87,573,148 in the October 2021 data and $131,853,567 in the October 2026 data, up 51%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Tublin - Difusco Advisors Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (33); corporations or other businesses not listed above (1).
Does Tublin - Difusco Advisors Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125801
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $2,000,000 | 0.5% |
| $2,000,000 to $3,000,000 | 0.4% |
| Above $3,000,000 | 0.3% |
The brochure's wording
TDAI charges an annual advisory fee based on assets under management (“AUM”) under the following fee schedule: AUM up to $1 million in market value ---------------------------------- 1.0% AUM between $1 million and up to $2 million in market value ---- 0.5% AUM between $2 million and up to $3 million in market value ---- 0.4% AUM over $3 million in market value ------------------------------ -- 0.3%
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$131,853,567 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2007 (19 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $131,853,567 | 3 | March 30, 2026 |
| October 2025 | $121,068,534 | 4 | March 28, 2025 |
| October 2024 | $108,233,426 | 3 | March 28, 2024 |
| October 2023 | $97,461,329 | 3 | March 28, 2023 |
| October 2022 | $108,076,737 | 3 | March 28, 2022 |
| October 2021 | $87,573,148 | 3 | March 31, 2021 |
Regulatory assets under management: $87,573,148 in the October 2021 data and $131,853,567 in the October 2026 data, up 51%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Tublin - Difusco Advisors Inc. (CRD 125801): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tublin-difusco-advisors-inc-125801