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TSA Management Inc
Filed as TSA MANAGEMENT INC · Legal name TSA Portfolio Management, Inc. FKA TSA Management Inc.
TSA Management Inc is an SEC-registered investment advisory firm in Glen Head, NY, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.
Quick answers
From the filingHow is TSA Management Inc compensated?
On its Form ADV (Item 5.E, October 2026), TSA Management Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is TSA Management Inc located?
TSA Management Inc's principal office is in Glen Head, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is TSA Management Inc registered with the SEC or a state?
TSA Management Inc is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 106440.
How much does TSA Management Inc manage?
TSA Management Inc reports $1,479,139,204 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (96% discretionary).
How have TSA Management Inc's assets and staff changed since 2021?
In the Form ADV data for TSA Management Inc: Regulatory assets under management: $888,560,875 in the October 2021 data and $1,479,139,204 in the October 2026 data, up 66%. Total employees: 65 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does TSA Management Inc serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,182); high net worth individuals (384).
Does TSA Management Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106440
What changed in TSA Management Inc's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $1,284,683,018 to $1,479,139,204 (+15%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 24, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$1,479,139,204 as of October 2026, filing dated March 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- TSA Portfolio Management, Inc. FKA TSA Management Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1992 (34 years)
- Employees
- Total: 32. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
24 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,479,139,204 | 32 | March 24, 2026 |
| October 2025 | $1,284,683,018 | 33 | March 21, 2025 |
| October 2024 | $1,114,258,972 | 32 | March 13, 2024 |
| October 2023 | $976,688,617 | 40 | August 17, 2023 |
| October 2022 | $1,160,767,497 | 54 | May 26, 2022 |
| October 2021 | $888,560,875 | 65 | March 24, 2021 |
Regulatory assets under management: $888,560,875 in the October 2021 data and $1,479,139,204 in the October 2026 data, up 66%.
Total employees: 65 in October 2021 and 32 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $1,284,683,018 to $1,479,139,204 (+15%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. TSA Management Inc (CRD 106440): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tsa-management-inc-glen-head-ny-106440