AdvisorCensus / Financial advisors / Colorado / Denver / Triumph Capital Management
Triumph Capital Management is an SEC-registered investment advisory firm in Denver, CO, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.
Quick answers
From the filingHow is Triumph Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Triumph Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Triumph Capital Management charge?
Its Form ADV Part 2A brochure dated March 6, 2026 states: Flat fee: $100 to $10,000 (planning or consulting project). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Triumph Capital Management located?
Triumph Capital Management's principal office is in Denver, CO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Triumph Capital Management registered with the SEC or a state?
Triumph Capital Management is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282814.
How much does Triumph Capital Management manage?
Triumph Capital Management reports $645,574,582 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).
How have Triumph Capital Management's assets and staff changed since 2021?
In the Form ADV data for Triumph Capital Management: Regulatory assets under management: $372,911,856 in the October 2021 data and $645,574,582 in the October 2026 data, up 73%. Total employees: 15 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Triumph Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,815); high net worth individuals (378); pension and profit sharing plans (but not the plan participants or government pension plans) (27).
Does Triumph Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282814
What changed in Triumph Capital Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 16 to 17. Regulatory assets under management went from $529,969,949 to $645,574,582 (+22%). Registered or notice-filed in IA, SC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Flat fee: $100 to $10,000 (planning or consulting project)
The brochure's wording
Under a fixed-fee arrangement, the fee will be agreed upon in advance of services being performed. Fees generally range from $100 to $10,000 and may vary depending on the extent and complexity of the planning or consulting project.
As stated in the firm's Form ADV Part 2A brochure dated March 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$645,574,582 as of October 2026, filing dated March 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- TRIUMPH CAPITAL
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 18. Performing investment advisory functions: 17.
- Wrap fee program participation
- Yes.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
30 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $645,574,582 | 18 | March 6, 2026 |
| October 2025 | $483,448,443 | 18 | April 1, 2025 |
| October 2024 | $421,132,382 | 18 | March 21, 2024 |
| October 2023 | $376,042,022 | 17 | September 25, 2023 |
| October 2022 | $411,903,849 | 16 | March 15, 2022 |
| October 2021 | $372,911,856 | 15 | September 24, 2021 |
Regulatory assets under management: $372,911,856 in the October 2021 data and $645,574,582 in the October 2026 data, up 73%.
Total employees: 15 in October 2021 and 18 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 16 to 17.
- Regulatory assets under management went from $529,969,949 to $645,574,582 (+22%).
- Registered or notice-filed in IA, SC.
- December 2025
- Employees performing advisory functions went from 18 to 16.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Triumph Capital Management (CRD 282814): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/triumph-capital-management-denver-co-282814