AdvisorCensus / Financial advisors / New York / Rochester / The Pitti Group Wealth Management, LLC
The Pitti Group Wealth Management, LLC
Filed as THE PITTI GROUP WEALTH MANAGEMENT, LLC
The Pitti Group Wealth Management, LLC is an SEC-registered investment advisory firm in Victor, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.
Quick answers
From the filingHow is The Pitti Group Wealth Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), The Pitti Group Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does The Pitti Group Wealth Management, LLC charge?
Its Form ADV Part 2A brochure dated June 15, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it); Hourly rate: $250 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is The Pitti Group Wealth Management, LLC located?
The Pitti Group Wealth Management, LLC's principal office is in Victor, NY, according to its Form ADV.
Is The Pitti Group Wealth Management, LLC registered with the SEC or a state?
The Pitti Group Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314685.
How much does The Pitti Group Wealth Management, LLC manage?
The Pitti Group Wealth Management, LLC reports $374,313,856 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (70% discretionary).
How have The Pitti Group Wealth Management, LLC's assets and staff changed since 2021?
In the Form ADV data for The Pitti Group Wealth Management, LLC: Regulatory assets under management: $0 in the October 2021 data and $374,313,856 in the October 2026 data. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does The Pitti Group Wealth Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (493); high net worth individuals (75); pension and profit sharing plans (but not the plan participants or government pension plans) (33).
Which custodians does The Pitti Group Wealth Management, LLC use?
The Pitti Group Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Voya Financial Partners, LLC and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.
Does The Pitti Group Wealth Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314685
Does The Pitti Group Wealth Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated June 15, 2026 says: "The Pitti Group generally does not impose a minimum relationship size."
What changed in The Pitti Group Wealth Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $337,907,687 to $374,313,856 (+11%). Registered or notice-filed in SC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
Investment advisory fees range from 0.50% to 1.50% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.
Account minimum: None
The brochure's wording
The Pitti Group generally does not impose a minimum relationship size.
Hourly rate: $250 an hour (Financial Planning Services)
The brochure's wording
The Pitti Group offers financial planning services either on an hourly basis or a fixed engagement fee. Hourly fees range up to $250 per hour.
As stated in the firm's Form ADV Part 2A brochure dated June 15, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$374,313,856 as of October 2026, filing dated June 15, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 6. Performing investment advisory functions: 4.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $374,313,856 | 6 | June 15, 2026 |
| October 2025 | $337,907,687 | 5 | May 21, 2025 |
| October 2024 | $288,801,599 | 5 | August 15, 2024 |
| October 2023 | $260,000,000 | 6 | March 16, 2023 |
| October 2022 | $290,000,000 | 6 | September 27, 2022 |
| October 2021 | $0 | 5 | August 26, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $374,313,856 in the October 2026 data.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $337,907,687 to $374,313,856 (+11%).
- Registered or notice-filed in SC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. The Pitti Group Wealth Management, LLC (CRD 314685): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/the-pitti-group-wealth-management-llc-victor-ny-314685