AdvisorCensus / Financial advisors / Georgia / Atlanta / The Moorings Group, LLC
The Moorings Group, LLC is an SEC-registered investment advisory firm in Sandy Springs, GA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.
Quick answers
From the filingHow is The Moorings Group, LLC compensated?
On its Form ADV (Item 5.E, October 2026), The Moorings Group, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is The Moorings Group, LLC located?
The Moorings Group, LLC's principal office is in Sandy Springs, GA, according to its Form ADV.
Is The Moorings Group, LLC registered with the SEC or a state?
The Moorings Group, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 129403.
How much does The Moorings Group, LLC manage?
The Moorings Group, LLC reports $439,628,310 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).
How have The Moorings Group, LLC's assets and staff changed since 2021?
In the Form ADV data for The Moorings Group, LLC: Regulatory assets under management: $539,237,149 in the October 2021 data and $439,628,310 in the October 2026 data, down 18%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does The Moorings Group, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (90); individuals (other than high net worth individuals) (26); corporations or other businesses not listed above (8).
Which custodians does The Moorings Group, LLC use?
The Moorings Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, National Association and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does The Moorings Group, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129403
What changed in The Moorings Group, LLC's recent Form ADV filings?
In the January 2026 filing data: No longer registered or notice-filed in IL, LA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated May 13, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$439,628,310 as of October 2026, filing dated May 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2005 (21 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $439,628,310 | 2 | May 13, 2026 |
| October 2025 | $470,300,000 | 3 | February 13, 2025 |
| October 2024 | $478,100,000 | 3 | March 9, 2024 |
| October 2023 | $478,400,000 | 3 | July 10, 2023 |
| October 2022 | $514,500,000 | 3 | March 15, 2022 |
| October 2021 | $539,237,149 | 3 | March 26, 2021 |
Regulatory assets under management: $539,237,149 in the October 2021 data and $439,628,310 in the October 2026 data, down 18%.
Total employees: 3 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- No longer registered or notice-filed in IL, LA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. The Moorings Group, LLC (CRD 129403): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/the-moorings-group-llc-sandy-springs-ga-129403