AdvisorCensus / Financial advisors / Texas / Houston / Tectonic Capital Advisors, LLC
Tectonic Capital Advisors, LLC
Filed as TECTONIC CAPITAL ADVISORS, LLC
Tectonic Capital Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Tectonic Capital Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Tectonic Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Tectonic Capital Advisors, LLC located?
Tectonic Capital Advisors, LLC's principal office is in Houston, TX, according to its Form ADV.
Is Tectonic Capital Advisors, LLC registered with the SEC or a state?
Tectonic Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 339604.
How much does Tectonic Capital Advisors, LLC manage?
Tectonic Capital Advisors, LLC reports $154,408,708 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
What types of clients does Tectonic Capital Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (3).
Does Tectonic Capital Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339604
Does Tectonic Capital Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated November 12, 2025 says: "We require a minimum of $1,000,000 to establish an advisory relationship with us. We reserve the right to waive or reduce our required minimum based on unique circumstances, special arrangements, or preexisting relationships."
What changed in Tectonic Capital Advisors, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $0 to $154,408,708. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We require a minimum of $1,000,000 to establish an advisory relationship with us. We reserve the right to waive or reduce our required minimum based on unique circumstances, special arrangements, or preexisting relationships.
As stated in the firm's Form ADV Part 2A brochure dated November 12, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$154,408,708 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $0 to $154,408,708.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Tectonic Capital Advisors, LLC (CRD 339604): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tectonic-capital-advisors-llc-houston-tx-339604