AdvisorCensus / Financial advisors / Symfonie Capital / Symfonie Investment Advisors
Symfonie Capital / Symfonie Investment Advisors
Filed as SYMFONIE CAPITAL / SYMFONIE INVESTMENT ADVISORS · Legal name Symfonie Capital, Ltd
Symfonie Capital / Symfonie Investment Advisors is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2014, with no regulatory assets under management reported in its Form ADV filing dated September 27, 2025.
Quick answers
From the filingHow is Symfonie Capital / Symfonie Investment Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Symfonie Capital / Symfonie Investment Advisors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Symfonie Capital / Symfonie Investment Advisors located?
Symfonie Capital / Symfonie Investment Advisors' principal office is in London, United Kingdom, according to its Form ADV; the October 2025 filing also lists 1 other office (Schedule D, Section 1.F).
Is Symfonie Capital / Symfonie Investment Advisors registered with the SEC or a state?
Symfonie Capital / Symfonie Investment Advisors is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 164567.
How have Symfonie Capital / Symfonie Investment Advisors' assets and staff changed since 2021?
In the Form ADV data for Symfonie Capital / Symfonie Investment Advisors: Regulatory assets under management: $1,350,000 in the October 2021 data and $1,000,000 in the October 2025 data, down 26%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Symfonie Capital / Symfonie Investment Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164567
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Symfonie Capital, Ltd
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2025 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1 | September 27, 2025 |
| October 2025 | $1,000,000 | 1 | March 7, 2024 |
| October 2024 | $1,000,000 | 1 | March 7, 2024 |
| October 2023 | $1,350,000 | 1 | August 20, 2023 |
| October 2022 | $1,350,000 | 1 | August 29, 2021 |
| October 2021 | $1,350,000 | 1 | August 29, 2021 |
Regulatory assets under management: $1,350,000 in the October 2021 data and $1,000,000 in the October 2025 data, down 26%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Symfonie Capital / Symfonie Investment Advisors (CRD 164567): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/symfonie-capital-symfonie-investment-advisors-london-164567