AdvisorCensus / Financial advisors / Sygnus Capital SL Limited
Sygnus Capital SL Limited
Filed as SYGNUS CAPITAL SL LIMITED
Sygnus Capital SL Limited is an SEC-registered investment advisory firm in Castries, Saint Lucia, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.
Quick answers
From the filingHow is Sygnus Capital SL Limited compensated?
On its Form ADV (Item 5.E, October 2026), Sygnus Capital SL Limited reports these compensation arrangements: a percentage of assets under its management.
How much does Sygnus Capital SL Limited charge?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sygnus Capital SL Limited located?
Sygnus Capital SL Limited's principal office is in Castries, Saint Lucia, according to its Form ADV.
Is Sygnus Capital SL Limited registered with the SEC or a state?
Sygnus Capital SL Limited is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333426.
How much does Sygnus Capital SL Limited manage?
Sygnus Capital SL Limited reports $67,000,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).
How have Sygnus Capital SL Limited's assets and staff changed since 2025?
In the Form ADV data for Sygnus Capital SL Limited: Regulatory assets under management: $0 in the October 2025 data and $67,000,000 in the October 2026 data. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Sygnus Capital SL Limited serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).
Does Sygnus Capital SL Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333426
What changed in Sygnus Capital SL Limited's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $0 to $67,000,000. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% of assets a year
The brochure's wording
The Funds pay the Adviser a management fee of 0.25% per annum based on the value of the Fund Investor’s capital commitment or invested capital (the “Asset Manager Fee”).
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$67,000,000 as of October 2026, filing dated March 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $67,000,000 | 3 | March 26, 2026 |
| October 2025 | $0 | 3 | March 19, 2025 |
Regulatory assets under management: $0 in the October 2025 data and $67,000,000 in the October 2026 data.
Total employees: 3 in October 2025 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $0 to $67,000,000.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sygnus Capital SL Limited (CRD 333426): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sygnus-capital-sl-limited-castries-333426