AdvisorCensus / Financial advisors / Utah / Provo / Summit Ridge Advisors
Summit Ridge Advisors
Filed as SUMMIT RIDGE ADVISORS · Legal name Summit Ridge Advisors, LLC
Summit Ridge Advisors is a state-registered investment advisory firm in Mapleton, UT, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.
Quick answers
From the filingHow is Summit Ridge Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Summit Ridge Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Summit Ridge Advisors located?
Summit Ridge Advisors' principal office is in Mapleton, UT, according to its Form ADV.
Is Summit Ridge Advisors registered with the SEC or a state?
Summit Ridge Advisors is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335600.
How much does Summit Ridge Advisors manage?
Summit Ridge Advisors reports $29,987,405 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (82% discretionary).
What types of clients does Summit Ridge Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (78); high net worth individuals (9); pension and profit sharing plans (but not the plan participants or government pension plans) (6).
Does Summit Ridge Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335600
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$29,987,405 as of October 2026, filing dated June 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Summit Ridge Advisors, LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Summit Ridge Advisors (CRD 335600): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/summit-ridge-advisors-mapleton-ut-335600