AdvisorCensus / Financial advisors / Sumitomo Mitsui DS Asset Management Company, Limited
Sumitomo Mitsui DS Asset Management Company, Limited
Filed as SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED
Sumitomo Mitsui DS Asset Management Company, Limited is an SEC-registered investment advisory firm in Minato-Ku, Tokyo, Japan, registered since 2019, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 20, 2026.
Quick answers
From the filingHow is Sumitomo Mitsui DS Asset Management Company, Limited compensated?
On its Form ADV (Item 5.E, October 2026), Sumitomo Mitsui DS Asset Management Company, Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
How much does Sumitomo Mitsui DS Asset Management Company, Limited charge?
Its Form ADV Part 2A brochure dated June 25, 2026 states: Asset-based fee: 0.2% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sumitomo Mitsui DS Asset Management Company, Limited located?
Sumitomo Mitsui DS Asset Management Company, Limited's principal office is in Minato-Ku, Tokyo, Japan, according to its Form ADV.
Is Sumitomo Mitsui DS Asset Management Company, Limited registered with the SEC or a state?
Sumitomo Mitsui DS Asset Management Company, Limited is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301509.
How much does Sumitomo Mitsui DS Asset Management Company, Limited manage?
Sumitomo Mitsui DS Asset Management Company, Limited reports $177,713,000,000 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (94% discretionary).
How have Sumitomo Mitsui DS Asset Management Company, Limited's assets and staff changed since 2021?
In the Form ADV data for Sumitomo Mitsui DS Asset Management Company, Limited: Regulatory assets under management: $155,052,000,000 in the October 2021 data and $177,713,000,000 in the October 2026 data, up 15%. Total employees: 1,045 in October 2021 and 1,022 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Sumitomo Mitsui DS Asset Management Company, Limited serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (823); pension and profit sharing plans (but not the plan participants or government pension plans) (370); corporations or other businesses not listed above (107).
Does Sumitomo Mitsui DS Asset Management Company, Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301509
What changed in Sumitomo Mitsui DS Asset Management Company, Limited's recent Form ADV filings?
In the July 2026 filing data: Employees performing advisory functions went from 204 to 213. Regulatory assets under management went from $157,094,000,000 to $177,713,000,000 (+13%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.2% to 0.5% a year (a range, as the brochure states it)
The brochure's wording
Our standard annual advisory fee for portfolio management of Japanese equity portfolios for non-Japanese investors ranges from 0.5% to 0.2% of assets under management, billed quarterly in arrears based on quarter -end account values.
As stated in the firm's Form ADV Part 2A brochure dated June 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$177,713,000,000 as of October 2026, filing dated August 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 1,022. Performing investment advisory functions: 213.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $177,713,000,000 | 1,022 | August 20, 2026 |
| October 2025 | $157,094,000,000 | 1,000 | June 24, 2025 |
| October 2024 | $158,114,000,000 | 1,000 | July 16, 2024 |
| October 2023 | $133,939,000,000 | 961 | September 14, 2023 |
| October 2022 | $148,472,000,000 | 958 | June 23, 2022 |
| October 2021 | $155,052,000,000 | 1,045 | June 28, 2021 |
Regulatory assets under management: $155,052,000,000 in the October 2021 data and $177,713,000,000 in the October 2026 data, up 15%.
Total employees: 1,045 in October 2021 and 1,022 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Employees performing advisory functions went from 204 to 213.
- Regulatory assets under management went from $157,094,000,000 to $177,713,000,000 (+13%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sumitomo Mitsui DS Asset Management Company, Limited (CRD 301509): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sumitomo-mitsui-ds-asset-management-company-limited-minato-ku-tokyo-301509