AdvisorCensus / Financial advisors / Ohio / Toledo / Structured Wealth Management, Inc.
Structured Wealth Management, Inc. is an SEC-registered investment advisory firm in Toledo, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.
Quick answers
From the filingHow is Structured Wealth Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Structured Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; other.
What does Structured Wealth Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 27, 2026 states: Up to $250,000: 1.5% a year; $250,000 to $500,000: 1.25% a year; $500,000 to $1,000,000: 1.1% a year; $1,000,000 to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.8% a year; Above $5,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Structured Wealth Management, Inc. located?
Structured Wealth Management, Inc.'s principal office is in Toledo, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Structured Wealth Management, Inc. registered with the SEC or a state?
Structured Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 146611.
How much does Structured Wealth Management, Inc. manage?
Structured Wealth Management, Inc. reports $226,890,000 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).
How have Structured Wealth Management, Inc.'s assets and staff changed since 2025?
In the Form ADV data for Structured Wealth Management, Inc.: Regulatory assets under management: $169,000,000 in the October 2025 data and $226,890,000 in the October 2026 data, up 34%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Structured Wealth Management, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (523); corporations or other businesses not listed above (4).
Does Structured Wealth Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146611
What changed in Structured Wealth Management, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $169,000,000 to $226,890,000 (+34%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 1.5% |
| $250,000 to $500,000 | 1.25% |
| $500,000 to $1,000,000 | 1.1% |
| $1,000,000 to $2,000,000 | 1% |
| $2,000,000 to $5,000,000 | 0.8% |
| Above $5,000,000 | 0.6% |
The brochure's wording
Fees are calculated daily and billed quarterly in arrears based on the traditional tiered schedule below.
Assets Under Management Annual Percentage (fee charged) $0 - $250,000 1.50% Next $250,000-$500,000 1.25% Next $500,000-$1,000,000 1.10% Next $1,000,000-$2,000,000 1.00% Next $2,000,000-$5,000,000 .80% Above $5,000,000 .60%
As stated in the firm's Form ADV Part 2A brochure dated February 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$226,890,000 as of October 2026, filing dated February 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Also doing business as
- SWM TAX
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $226,890,000 | 4 | February 27, 2026 |
| October 2025 | $169,000,000 | 4 | June 18, 2025 |
Regulatory assets under management: $169,000,000 in the October 2025 data and $226,890,000 in the October 2026 data, up 34%.
Total employees: 4 in October 2025 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $169,000,000 to $226,890,000 (+34%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Structured Wealth Management, Inc. (CRD 146611): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/structured-wealth-management-inc-toledo-oh-146611