AdvisorCensus / Financial advisors / Texas / Dallas / Stonebridge Wealth Management, LLC
Stonebridge Wealth Management, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.
Quick answers
From the filingHow is Stonebridge Wealth Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Stonebridge Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Stonebridge Wealth Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 4, 2026 states: Up to $999,999: 1% a year; $1,000,000 to $1,999,999: 0.9% a year; $2,000,000 to $2,999,999: 0.8% a year; $3,000,000 to $3,999,999: 0.7% a year; $4,000,000 to $4,999,999: 0.6% a year; $5,000,000 to $9,999,999: 0.5% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Stonebridge Wealth Management, LLC located?
Stonebridge Wealth Management, LLC's principal office is in Frisco, TX, according to its Form ADV.
Is Stonebridge Wealth Management, LLC registered with the SEC or a state?
Stonebridge Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 146775.
How much does Stonebridge Wealth Management, LLC manage?
Stonebridge Wealth Management, LLC reports $134,576,609 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).
How have Stonebridge Wealth Management, LLC's assets and staff changed since 2022?
In the Form ADV data for Stonebridge Wealth Management, LLC: Regulatory assets under management: $118,064,085 in the October 2022 data and $134,576,609 in the October 2026 data, up 14%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Stonebridge Wealth Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (28); individuals (other than high net worth individuals) (12).
Which custodians does Stonebridge Wealth Management, LLC use?
Stonebridge Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Stonebridge Wealth Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146775
Does Stonebridge Wealth Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 4, 2026 says: "Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services." "Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis." "Minimum account sizes may be negotiable under certain circumstances."
What changed in Stonebridge Wealth Management, LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $119,472,277 to $134,576,609 (+13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $999,999 | 1% |
| $1,000,000 to $1,999,999 | 0.9% |
| $2,000,000 to $2,999,999 | 0.8% |
| $3,000,000 to $3,999,999 | 0.7% |
| $4,000,000 to $4,999,999 | 0.6% |
| $5,000,000 to $9,999,999 | 0.5% |
| Above $10,000,000 | 0.4% |
The brochure's wording
The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below:
Up to $999,999 1.00%
The Next $1,000,000 0.90%
The Next $1,000,000 0.80%
The Next $1,000,000 0.70%
The Next $1,000,000 0.60%
The Next $5,000,000 0.50%
$10,000,000 or greater 0.40%
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services.
Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis.
Minimum account sizes may be negotiable under certain circumstances.
As stated in the firm's Form ADV Part 2A brochure dated February 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$134,576,609 as of October 2026, filing dated February 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $134,576,609 | 1 | February 4, 2026 |
| October 2025 | $119,472,277 | 1 | January 30, 2025 |
| October 2024 | $117,645,553 | 1 | January 30, 2024 |
| October 2023 | $113,259,252 | 1 | February 13, 2023 |
| October 2022 | $118,064,085 | 1 | April 27, 2022 |
Regulatory assets under management: $118,064,085 in the October 2022 data and $134,576,609 in the October 2026 data, up 14%.
Total employees: 1 in October 2022 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $119,472,277 to $134,576,609 (+13%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Stonebridge Wealth Management, LLC (CRD 146775): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/stonebridge-wealth-management-llc-frisco-tx-146775