AdvisorCensus / Financial advisors / Texas / San Antonio / Stone Wall Financial
Stone Wall Financial
Filed as STONE WALL FINANCIAL · Legal name Stone Wall Financial Group LLC
Stone Wall Financial is a state-registered investment advisory firm in San Antonio, TX, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 27, 2026.
Quick answers
From the filingHow is Stone Wall Financial compensated?
On its Form ADV (Item 5.E, October 2026), Stone Wall Financial reports these compensation arrangements: a percentage of assets under its management; other.
Where is Stone Wall Financial located?
Stone Wall Financial's principal office is in San Antonio, TX, according to its Form ADV.
Is Stone Wall Financial registered with the SEC or a state?
Stone Wall Financial is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 327726.
How much does Stone Wall Financial manage?
Stone Wall Financial reports $54,260,000 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (4% discretionary).
How have Stone Wall Financial's assets and staff changed since 2024?
In the Form ADV data for Stone Wall Financial: Regulatory assets under management: $0 in the October 2024 data and $54,260,000 in the October 2026 data. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Stone Wall Financial report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327726
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$54,260,000 as of October 2026, filing dated August 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Stone Wall Financial Group LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $54,260,000 | 1 | August 27, 2026 |
| October 2025 | $2,000,000 | 1 | July 27, 2025 |
| October 2024 | $0 | 1 | August 21, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $54,260,000 in the October 2026 data.
Total employees: 1 in October 2024 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Stone Wall Financial (CRD 327726): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/stone-wall-financial-san-antonio-tx-327726