AdvisorCensus / Financial advisors / New York / New York / Steginsky Capital LLC
Steginsky Capital LLC is an SEC-registered investment advisory firm in Port Washington, NY, registered since 2000, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.
Quick answers
From the filingHow is Steginsky Capital LLC compensated?
On its Form ADV (Item 5.E, October 2026), Steginsky Capital LLC reports these compensation arrangements: a percentage of assets under its management.
What does Steginsky Capital LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $2,500,000: 1% a year; $2,500,001 to $25,000,000: 0.75% a year; Above $25,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Steginsky Capital LLC located?
Steginsky Capital LLC's principal office is in Port Washington, NY, according to its Form ADV.
Is Steginsky Capital LLC registered with the SEC or a state?
Steginsky Capital LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109617.
How much does Steginsky Capital LLC manage?
Steginsky Capital LLC reports $599,040,734 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).
How have Steginsky Capital LLC's assets and staff changed since 2021?
In the Form ADV data for Steginsky Capital LLC: Regulatory assets under management: $210,035,980 in the October 2021 data and $599,040,734 in the October 2026 data, up 185%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Steginsky Capital LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (56); individuals (other than high net worth individuals) (46); corporations or other businesses not listed above (15).
Which custodians does Steginsky Capital LLC use?
Steginsky Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.
Does Steginsky Capital LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109617
What changed in Steginsky Capital LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $477,013,828 to $599,040,734 (+26%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,500,000 | 1% |
| $2,500,001 to $25,000,000 | 0.75% |
| Above $25,000,001 | 0.5% |
The brochure's wording
The Registrant’s annual investment advisory fee shall generally be based upon a percentage (%) of the market value and type of assets placed under the Registrant’s management on a tiered basis (between 0.50% and 1.00%) as follows:
Initial $2,500,000 1.00% Additional Assets Between $2,500,001 and $25,000,000 0.75% Remaining Assets Above $25,000,000 0.50%
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$599,040,734 as of October 2026, filing dated April 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2000 (26 years)
- Employees
- Total: 4. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $599,040,734 | 4 | April 1, 2026 |
| October 2025 | $477,013,828 | 3 | April 7, 2025 |
| October 2024 | $369,909,874 | 3 | July 9, 2024 |
| October 2023 | $277,085,158 | 3 | March 30, 2023 |
| October 2022 | $331,923,579 | 3 | May 15, 2022 |
| October 2021 | $210,035,980 | 3 | April 1, 2021 |
Regulatory assets under management: $210,035,980 in the October 2021 data and $599,040,734 in the October 2026 data, up 185%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $477,013,828 to $599,040,734 (+26%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Steginsky Capital LLC (CRD 109617): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/steginsky-capital-llc-port-washington-ny-109617