State Farm Investment Management Corp.

• A percentage of assets under your management

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: $15,000

As stated in the firm's Form ADV Part 2A brochure dated April 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$12,938,660,000 as of October 2026, filing dated April 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for individuals and/or small businesses
• Portfolio management for investment companies (and business development companies)

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

1971 (54 years)

Employees

Total: 7,930. Performing investment advisory functions: 7,930.

Wrap fee program participation

Yes.

Other offices (Schedule D, Section 1.F)

24 other offices, as of the May 2026 filing

Atlanta, GABloomington, ILCarrollton, TXCedar Grove, WIChamblee, GACutler Bay, FLDewitt, MIFlorence, ALFlower Mound, TXHolland, MIHopkinsville, KYKennesaw, GALenexa, KSLoomis, CAMonroe, GAOcala, FLParis, ILPeoria, ILPortland, ORRichardson, TXSan Angelo, TXSpanish Fort, ALSpokane Valley, WATempe, AZ

States registered or notice-filed

51 states or jurisdictions

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SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

11 Reports 11 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Criminal matters Items 11.A and 11.B

• 11.A(2) In the past ten years, has the firm or an advisory affiliate been charged with a felony?
• 11.B(1) In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?
• 11.B(2) In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?

Regulatory matters Items 11.C to 11.G

• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
• 11.D(1) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
• 11.G Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $9,674,240,648 in the October 2021 data and $12,938,660,000 in the October 2026 data, up 34%.

Total employees: 100 in October 2021 and 7,930 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • Its Item 11 disclosure answers changed (now yes: 11.D(1); now no: 11.A(1)).
   • Employees performing advisory functions went from 150 to 7930.
   • Regulatory assets under management went from $11,294,815,444 to $12,938,660,000 (+15%).
   • Changed its office addresses in Carrollton, TX.
   • Changed its office addresses in Cedar Grove, WI.
   • Changed its office addresses in Flower Mound, TX.
   • Changed its office addresses in Loomis, CA.
   • Added an office in Atlanta, GA.
   • Added an office in Chamblee, GA.
   • Added an office in Dewitt, MI.
   • Added an office in Florence, AL.
   • Added an office in Holland, MI.
   • Added an office in Kennesaw, GA.
   • Added an office in Monroe, GA.
   • Added an office in Portland, OR.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Not reported.