AdvisorCensus / Financial advisors / Ohio / Square PEG Financial Advisory Services, LLC
Square PEG Financial Advisory Services, LLC
Filed as SQUARE PEG FINANCIAL ADVISORY SERVICES, LLC · Legal name Square PEG Financial Services, LLC
Square PEG Financial Advisory Services, LLC is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.
Quick answers
From the filingHow is Square PEG Financial Advisory Services, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Square PEG Financial Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Is Square PEG Financial Advisory Services, LLC registered with the SEC or a state?
Square PEG Financial Advisory Services, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 327940.
How much does Square PEG Financial Advisory Services, LLC manage?
Square PEG Financial Advisory Services, LLC reports $1,300,000 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).
What types of clients does Square PEG Financial Advisory Services, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11).
Does Square PEG Financial Advisory Services, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327940
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$1,300,000 as of October 2026, filing dated March 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Square PEG Financial Services, LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2023 (2 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Square PEG Financial Advisory Services, LLC (CRD 327940): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/square-peg-financial-advisory-services-llc-327940